Experience

Octogone NA

• Switzerland
• Investment Management
• 1 - 100 Employee

• Chief Compliance Officer

  • Oct 2016 - Present

  Miami/Fort Lauderdale Area Provides services to the Company including compliance oversight, investment research, client on-boarding, reporting and documentation for clients of the Company, assistance with legal and regulatory maintenance, registration and ongoing supervision of the Company’s licensing with the SEC or other regulatory bodies; and where possible provides leads, introductions and contacts for the procurement of clients to benefit the Company.



Intermex Wire Transfer, LLC

• United States
• Financial Services
• 300 - 400 Employee

• Compliance Department Supervisor

  • May 2016 - Oct 2016

  Miami/Fort Lauderdale Area Prepare and review the Compliance Monthly report (includes review of matrix, transactional data, unusual activity, and executive summary). Analyze, investigate, and review suspicious activity. Supervise and distribute compliance department activities including monitoring (wires, Money orders, and check processing), agent and employee training, and transaction release procedures. Review suspicious activity reports and CTRs. Liaison between banks and Intermex (Bank request, research, monitoring… Show more Prepare and review the Compliance Monthly report (includes review of matrix, transactional data, unusual activity, and executive summary). Analyze, investigate, and review suspicious activity. Supervise and distribute compliance department activities including monitoring (wires, Money orders, and check processing), agent and employee training, and transaction release procedures. Review suspicious activity reports and CTRs. Liaison between banks and Intermex (Bank request, research, monitoring of bank accounts) coordinate examinations and onsite/offsite visits. Establish short-term and long-term objectives for all projects and assignments. Assists in the coordination of policy, procedure, process updates, and revisions as necessary to meet BSA, AML, and OFAC compliance requirements. Show less



Apollo Bank

• United States
• Banking
• 1 - 100 Employee

• Lead Teller

  • Mar 2015 - May 2016

  Miami, Florida Supervises and coordinates activities of workers engaged in receiving and paying out money and keeping records of transactions in banks and similar financial institutions: Assigns duties and work schedules to workers to ensure efficient functioning of department. Trainsemployees in customer service and banking procedures. Approves checks for payment. Adjusts customer complaints. Examines TELLERS' reports of daily transactions for accuracy. Ensures supply of money for financial institution's… Show more Supervises and coordinates activities of workers engaged in receiving and paying out money and keeping records of transactions in banks and similar financial institutions: Assigns duties and work schedules to workers to ensure efficient functioning of department. Trainsemployees in customer service and banking procedures. Approves checks for payment. Adjusts customer complaints. Examines TELLERS' reports of daily transactions for accuracy. Ensures supply of money for financial institution's needs based on legal requirements and business demand. Allows customers access to safe deposit boxes, following specified procedures. Monitors and reviews financial institution's security procedures and control access to vault. Counts and records currency and coin in vault. Complete and reviews CTRS and SARS Reports. Strong BSA and AML knowledge, which is applied on a daily basis. Show less



Citi

• Mexico
• IT Services and IT Consulting
• 100 - 200 Employee

• Teller Customer Service

  • Sep 2012 - Mar 2015

  I have a vital role in providing excellent customer banking. Greet customers warmly. Demonstrate professional communications skills withinternal and external customers to provide excellent customer service. Deal tactfully and efficiently with demanding customers, excellent attention to detail. Demonstrate analytical mathematical problem solving skills. Assist in the process of preliminary investigations of customer accounts to identify transactional suspicious activities. Handle financial… Show more I have a vital role in providing excellent customer banking. Greet customers warmly. Demonstrate professional communications skills withinternal and external customers to provide excellent customer service. Deal tactfully and efficiently with demanding customers, excellent attention to detail. Demonstrate analytical mathematical problem solving skills. Assist in the process of preliminary investigations of customer accounts to identify transactional suspicious activities. Handle financial transactions accurately and efficiently, while maintainingand balancing cash drawer. Perform the tasks of recommending customers to Citi’s personal bankers to assist them with their financial needs, while recommending additional products and services to meet customers’ needs. I show initiative, empathy and proactively work to prevent and handle problems. I cross sell bank services. I am detail-oriented and organized and have the ability to multi-task. Assist in all clerical responsibilities within the bank. Adhere to operational controls, including legal, corporate, and regulatory procedures to ensure the safety and security of customer and bank assets. I am BSA knowledgeable and complete CTRs and SARs when applicable. Show less