Fred W. Rickan
Wealth Advisor | Senior Vice President | Senior Investment Management Consultant at Morgan Stanley Investment Management- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
NMLS#: 179219
-Jan, 2015- Nov, 2024 -
Series 3: National Commodity Futures Examination
FINRAOct, 1997- Nov, 2024 -
Series 65: Uniform Investment Adviser Law Examination
FINRAApr, 1997- Nov, 2024 -
Series 8: General Securities Sales Supervisor Examination
FINRAApr, 1996- Nov, 2024 -
Series 63: Uniform Securities Agent State Law Examination
FINRAJan, 1985- Nov, 2024 -
Series 7: General Securities Representative Examination
FINRANov, 1981- Nov, 2024
Experience
-
Morgan Stanley Investment Management
-
Investment Management
-
1 - 100 Employee
-
Wealth Advisor | Senior Vice President | Senior Investment Management Consultant
-
Apr 1984 - Present
© 2021 Morgan Stanley Smith Barney LLC (‘MSSB’), member SIPC (www.sipc.org), reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. MSSB will not accept purchase or sale orders via LinkedIn or its messaging systems. MSSB is not responsible for content posted by third-parties. MSSB does not provide tax or legal service – please consult a tax advisor. Statements and messages are for US residents only and subject to the following terms: http://www.morganstanley.com/disclaimers/mswm-email.html The investments listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a financial advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee. Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services. Asset allocation does not guarantee a profit or protect against a loss in a declining financial market. Show less
-
-