Frank Waung

Financial Management & Portfolio Manager at Watts Capital Wealth Management
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Contact Information
us****@****om
(386) 825-5501
Location
New York City Metropolitan Area
Languages
  • Chinese Native or bilingual proficiency
  • English Native or bilingual proficiency

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zhang hu

Never seen such kind of boss, strategic vision, and strive to learn all the new things. It's my pleasure to be able to follow you.

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Experience

    • Financial Management & Portfolio Manager
      • Nov 2019 - Present

      - RIA Operations - Personal Investment Advisory - Portfolio Management - RIA Operations - Personal Investment Advisory - Portfolio Management

    • Belgium
    • 1 - 100 Employee
    • Senior Management Consultant
      • 2017 - Present

      Strategic - Do you know WHERE you are going and WHAT you are trying to achieve? Execution - Are your financial results reflecting your strategic goals? If not? Why? M&A - What are you trying to buy? (Technology? Customers? Market Footprint? Bragging Rights?) And how are you buying it (structure)? Strategic - Do you know WHERE you are going and WHAT you are trying to achieve? Execution - Are your financial results reflecting your strategic goals? If not? Why? M&A - What are you trying to buy? (Technology? Customers? Market Footprint? Bragging Rights?) And how are you buying it (structure)?

    • Canada
    • Entertainment
    • 1 - 100 Employee
    • Chief Financial Officer
      • Dec 2017 - Dec 2019

      Frank Waung serves as CFO for Catapult Worldwide. Catapult is a Microsoft National Solutions Provider (NSP) in the U.S., recently named Microsoft United States Partner of the Year for 2016, as well as Global and/or Regional partner of the year each of the past 7 years. Also, recently named one of the 20 Most Promising Azure Solutions Providers by CIOReview. Catapult Worldwide is a subsidiary of Catapult Systems and focuses on clients outside the United States, primarily in China, Latin America, and Europe. Show less

    • United States
    • Software Development
    • 1 - 100 Employee
    • Co-Founder and Board Member
      • Feb 2017 - Nov 2018

      Co-founded Fatstacks.tech, a silicon valley based start-up software company that provides a cloud based, rapid action, software vulnerability discovery tool for today's digital enterprise. Co-founded Fatstacks.tech, a silicon valley based start-up software company that provides a cloud based, rapid action, software vulnerability discovery tool for today's digital enterprise.

    • China
    • Information Technology & Services
    • 700 & Above Employee
    • Chief Financial Officer
      • Jun 2012 - May 2017

      • CFO for a large Hong Kong listed IT Services company in China (50k employees and $1B in revenue). • Worked closely with the CEO and the Board on business strategy as well as financial management. • Oversaw more than 100% growth in company revenue during tenure. • Managed financial valuation and due diligence on acquisition targets; successful M&A of US company ($50 mil transaction for a $60 mil annual revenue company). • Oversaw IR efforts and communicate to institution investors in HK, Singapore, Europe, and the U.S. • Established as face-of-the-company through road shows and conference presentations and brought in new institutional investors. Secured research coverage from respected investment banks. Show less

    • CFO
      • May 2009 - May 2012

      • Public company CFO (400 employees and over $70 mil revenue) providing strategic and tactical leadership in areas of accounting, financial reporting (SEC), financial forecasting, financing and investor relations. • Negotiated joint-venture terms (manufacturing and marketing in China) with a western drug maker ($20 mil value). • Presented and negotiated buy-out transaction with US based pharmaceutical company. • Negotiated strategic cooperation agreements with Taiwan based pharmaceutical manufacture. • Up-listed company to American Stock Exchange and oversaw market cap expanding 65% during tenure. • Hosted earnings conference calls to institutional investors to discuss detailed and on-the-fly financial results. Skilled negotiator with auditors, attorneys and regulatory agencies such as the SEC. Show less

    • United States
    • Financial Services
    • Managing Director
      • Mar 2008 - Oct 2009
    • Finland
    • Investment Banking
    • Special Situation Trader/Analyst
      • Jan 2007 - 2008

      Turn company SEC filings inside-out, looking for relative value among the different classes of company issued securities. Turn company SEC filings inside-out, looking for relative value among the different classes of company issued securities.

    • United States
    • Investment Banking
    • 1 - 100 Employee
    • Director
      • 2003 - 2007

      Analyst/trader/sales on the Convertible Desk. Analyst/trader/sales on the Convertible Desk.

    • Director - Senior Market Economist
      • 2000 - 2007

      Economic research related to capital markets. Economic research related to capital markets.

    • Quantative Analyst/ Index Arb Trader
      • 1995 - 1998
    • Aviation and Aerospace Component Manufacturing
    • 100 - 200 Employee
    • Programmer
      • 1990 - 1992

Education

  • The Wharton School
    Master of Business Administration (M.B.A.), Finance
    1992 - 1994
  • University of California, Santa Cruz
    Bachelor’s Degree, Computer Engineering
    1984 - 1988

Community

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