Assistant Manager Compliance

• Jul 2021 - Present

Risk and Compliance Manager

• Jul 2019 - Jul 2021

Senior Operational Risk Analyst

• Jan 2016 - Jun 2019

• Maintenance of Business Continuity (BC) documents for the region and successful implementation of 2016 Regional BC Test.• Conducting Risk Assessment workshops with various internal department heads.• Review incidences of internal/TPA control failures and ensure control improvements are put in place.• Added automation to the creation of monthly Management Information (MI) reports for Asia that decreased preparation time of MI reports. This is also being rolled out for the other global MI reports. Show less

Graduate Business Analyst

• May 2014 - Dec 2015

• Rotations at Business Risk, Compliance, Finance, Indirect Property, Distribution and Investment Control.• Key contributions include• Assisted in the preparation and execution of the first regional BC test for Asia. (Business Risk)• Review of new regulatory guidelines and checks on Personal Account Dealing. (Compliance)• Checking of trailer fees and automated a spreadsheet for the team that decreased preparation time by 80%. (Finance)• Presented an investment idea for Serviced Apartments/Budget hotels in Australia and provided support for the Investment into a Target Fund that invests in elderly care facilities in Japan. (Indirect Property)• Creation of presentation slides for client pitches and helping out with client events. (Distribution)• Review of investment guideline breaches and conduct monthly dealing checks. (Investment Control) Show less

Student

• Aug 2010 - May 2014

Courses Taken: - Corporate Finance - Corporate Reporting and Financial Analysis - Management Accounting - Strategic Management Accounting - Financial Accounting - Analysis of Derivative Securities - Investment Banking - International Economics A - Computer as an Analysis Tool - Governance and Risk Management - Corporate Financial Management - Accounting Information Systems Courses Taken: - Corporate Finance - Corporate Reporting and Financial Analysis - Management Accounting - Strategic Management Accounting - Financial Accounting - Analysis of Derivative Securities - Investment Banking - International Economics A - Computer as an Analysis Tool - Governance and Risk Management - Corporate Financial Management - Accounting Information Systems

Data Management Intern

• May 2013 - Aug 2013

- Handling of daily task (Uploading of positions, filling up information for trades for compliance to review and managing and cleaning up data feeds into the trading system) - Project to create an Excel worksheet to track performance with regards to the team solving of Help Tickets - Self-initiated project to create and update procedures to maintain operational relevancy - Handling of daily task (Uploading of positions, filling up information for trades for compliance to review and managing and cleaning up data feeds into the trading system) - Project to create an Excel worksheet to track performance with regards to the team solving of Help Tickets - Self-initiated project to create and update procedures to maintain operational relevancy

Adminstrative Assistant

• Mar 2010 - Jun 2010