Experience

DCM
• Spain
• Spectator Sports
• 1 - 100 Employee
• Financial Crime Consultant

  • Jul 2023 - Present


Genpact

• United States
• Insurance
• 1 - 100 Employee

• CDD QC/SME

  • Oct 2021 - Jul 2023

  Banking Compliance Banking Compliance



Rabobank

• Netherlands
• Banking
• 700 & Above Employee

• KYC DM QC APPROVER

  • Jul 2018 - Oct 2021

• KYC Data Management Analyst

  • May 2018 - Jul 2018

  KYC Remediation Project


RBS
• Russian Federation
• Business Consulting and Services
• 1 - 100 Employee
• RBS KYC/CDD Remediation Analyst (Contractor)

  • Jan 2018 - May 2018


HSBC Commercial Banking

• Financial Services
• 1 - 100 Employee

• KYC QA APPROVER (Financial Crime)

  • Feb 2017 - Jan 2018

  Conducting risk and KYC reviews on existing HSBC business customers. • Reviewing case information provided by back office teams before customer engagement and feeding back •Communicating with other departments to ensure that both the business and the programme are well engaged and informed. • Engaging with business customers over the phone to gain more information and understanding their business to determine what transactions are expected on their business accounts. •… Show more Conducting risk and KYC reviews on existing HSBC business customers. • Reviewing case information provided by back office teams before customer engagement and feeding back •Communicating with other departments to ensure that both the business and the programme are well engaged and informed. • Engaging with business customers over the phone to gain more information and understanding their business to determine what transactions are expected on their business accounts. • Ensuring the information provided for high risk cases passes the ‘make sense’ test before going for approval. • Completing approvals of lower,standard and high risk cases and writing comprehensive risk support statements mitigating any risks and recommending the bank exits or retains the customer relationship. • Conducting transactional analysis and escalating any Financial Crime Compliance risk cases. Show less Conducting risk and KYC reviews on existing HSBC business customers. • Reviewing case information provided by back office teams before customer engagement and feeding back •Communicating with other departments to ensure that both the business and the programme are well engaged and informed. • Engaging with business customers over the phone to gain more information and understanding their business to determine what transactions are expected on their business accounts. •… Show more Conducting risk and KYC reviews on existing HSBC business customers. • Reviewing case information provided by back office teams before customer engagement and feeding back •Communicating with other departments to ensure that both the business and the programme are well engaged and informed. • Engaging with business customers over the phone to gain more information and understanding their business to determine what transactions are expected on their business accounts. • Ensuring the information provided for high risk cases passes the ‘make sense’ test before going for approval. • Completing approvals of lower,standard and high risk cases and writing comprehensive risk support statements mitigating any risks and recommending the bank exits or retains the customer relationship. • Conducting transactional analysis and escalating any Financial Crime Compliance risk cases. Show less



Crown Agents Bank

• United Kingdom
• Banking
• 100 - 200 Employee

• Payments Transactions Analyst

  • Jul 2016 - Feb 2017

  •Processing and transmitting high value corporate payments (Swifts, Bacs, chaps, E-banking, FX/international payments) •Efficiently processing and repairing SWIFT message types 100, 200, 900’s series for EMEA regions. •Processing bank charges to client accounts. •Identifying exceptions in relation to any payments and associated financial risks. •Create manual payments templates for regular payments. •Complying with AML regulations, security standards an… Show more •Processing and transmitting high value corporate payments (Swifts, Bacs, chaps, E-banking, FX/international payments) •Efficiently processing and repairing SWIFT message types 100, 200, 900’s series for EMEA regions. •Processing bank charges to client accounts. •Identifying exceptions in relation to any payments and associated financial risks. •Create manual payments templates for regular payments. •Complying with AML regulations, security standards an internal policies. •Sanction check/screen all incoming and outgoing payments instruction against BOE and OFAC sanctions list. •Monitoring workflow queues and supervising the distribution work to team members and ensuring a smooth workflow process is in place to meet agreed timescales and company SLA’s •Training new staff to use payments systems •Maintaining a comprehensive filing system to help with queries. Show less •Processing and transmitting high value corporate payments (Swifts, Bacs, chaps, E-banking, FX/international payments) •Efficiently processing and repairing SWIFT message types 100, 200, 900’s series for EMEA regions. •Processing bank charges to client accounts. •Identifying exceptions in relation to any payments and associated financial risks. •Create manual payments templates for regular payments. •Complying with AML regulations, security standards an… Show more •Processing and transmitting high value corporate payments (Swifts, Bacs, chaps, E-banking, FX/international payments) •Efficiently processing and repairing SWIFT message types 100, 200, 900’s series for EMEA regions. •Processing bank charges to client accounts. •Identifying exceptions in relation to any payments and associated financial risks. •Create manual payments templates for regular payments. •Complying with AML regulations, security standards an internal policies. •Sanction check/screen all incoming and outgoing payments instruction against BOE and OFAC sanctions list. •Monitoring workflow queues and supervising the distribution work to team members and ensuring a smooth workflow process is in place to meet agreed timescales and company SLA’s •Training new staff to use payments systems •Maintaining a comprehensive filing system to help with queries. Show less


Coutts
• United Kingdom
• Banking
• 700 & Above Employee
• Client Services - Composite Office and inhouse compliance

  • Nov 2008 - Sep 2016