Experience

Julex Capital Management

• United States
• Financial Services
• 1 - 100 Employee

• Chief Operating Officer and Chief Compliance Officer

  • Dec 2015 - Jul 2020

  Boston, MA Design and oversee the execution of all operational functions Responsible for the compliance and risk oversight programs coincident with SEC registration Execute relationship management activities across our portfolio of institutional providers Contribute to investment strategy progress via thought leadership and ideation



Geode Capital Management

• United States
• Investment Management
• 100 - 200 Employee

• Head of Finance, Alternatives and Performance

  • May 2013 - Feb 2015

  Boston, MA Manage the treasury and margin (stress tests) functions, security reconciliation, and performance analysis for both index and hedge fund strategies, and other related products. Advise and collaborate with C-Level executives on Security Fair Value, technology enhancements, finance department strategy, compliance and legal issues regarding ISDA documentation. Collaborate with international advisors on Fair Value performance measurement for use with clients. Serve as the firm’s primary… Show more Manage the treasury and margin (stress tests) functions, security reconciliation, and performance analysis for both index and hedge fund strategies, and other related products. Advise and collaborate with C-Level executives on Security Fair Value, technology enhancements, finance department strategy, compliance and legal issues regarding ISDA documentation. Collaborate with international advisors on Fair Value performance measurement for use with clients. Serve as the firm’s primary relationship manager with Auditors, Prime Brokers and Fund Administrators. Calculate composite performance under GIPS, and authorizing fund expenses.

• Director, Finance

  • Feb 2006 - Apr 2013

  Boston, MA Managed all proprietary NAV calculations, performance tracking, and treasury functions. Executed Stock Loan processing, daily performance analysis, and commodity Fair Value calculations.



Fidelity Investments

• United States
• Financial Services
• 700 & Above Employee

• Fund Accounting Manager

  • 2003 - 2006

  Boston, MA Led a top performing team of Operations Analysts overseeing daily pricing activities for convertible bonds and other instruments. Hired and developed a team of 4 Operations Analysts to who successfully optimized daily production rates and ensured 100% accuracy in all accounting functions assigned to the team. Coordinated deliverables across the Expense Group, Fund Reporting Group and external Auditors for monthly expense reporting, semi-annual audits, and SAS 70.

• Mutual Fund Sales Representative

  • 2000 - 2002

  Dallas/Fort Worth Area Provided financial planning and guidance on retirement products to Fidelity Personal Investing clients. Averaged top 25% out of approximately 250 representatives in quarterly total sales dollars throughout tenure.



Brown Brothers Harriman

• United States
• Financial Services
• 700 & Above Employee

• Corporate Actions Supervisor

  • 1999 - 2000

  Greater Boston Area Led a top performing team of Operations Analysts responsible for all mandatory and voluntary corporate action related custody and accounting processes. Our team achieved 100% mutual fund pricing accuracy rate for entire tenure. Coordinated completion of performance management, associate development, succession planning, and production distribution for team. Developed the relationship manager role between the Corporate Actions and Fund Accounting departments in order to expedite… Show more Led a top performing team of Operations Analysts responsible for all mandatory and voluntary corporate action related custody and accounting processes. Our team achieved 100% mutual fund pricing accuracy rate for entire tenure. Coordinated completion of performance management, associate development, succession planning, and production distribution for team. Developed the relationship manager role between the Corporate Actions and Fund Accounting departments in order to expedite resolution of potential pricing errors and increase quality assurance. Show less

• Senior Corporate Actions Analyst

  • 1997 - 1999

  Greater Boston Area • Supplied and interpreted pertinent corporate action information to portfolio managers to make timely investment decisions. • Instructed equity and bond traders, custodian banks and fund accounting groups on the next steps resulting from the portfolio manager’s decisions.

• Fund Accountant

  • 1994 - 1996

  Greater Boston Area