Experience

• Identify market abuse risks in OKX and OKCoin’s spot and derivative markets. Products include exchange traded and OTC digital assets Establish, implement and maintain surveillance processes, controls, and documentations Identify coverage gaps, assess risks, liaise with the vendor and senior management to implement solutions as necessary Analyze data quality and platform issues, prioritize and liaise with relevant stakeholders to improve alert generation quality and surveillance tool functionalities Ensure the efficiency of the surveillance program Provide training and guidance to the surveillance team and conduct quality assurance reviews for effective program execution Distribute workload and enhance the performance of the team Review investigation reports for SAR filing Provide periodic summary reports on the performance and the effectiveness of the surveillance program to Compliance stakeholders. Show less



• Gather, validate and document business requirements Technical business analysis Analyze and trade financial derivatives Quantitative data modeling, data analysis Modeling business processes and identifying opportunities for process improvements Identify issues, risks and benefits of existing and proposed solutions and outlining business impacts Frontend development CSS, HTML, Python



• Program new products/algos using the rating engine and knowledge of insurance industry practices Strategize product roadmap in collaboration with Product Managers and Underwriters Maintain products in line with business as usual processes, performing bug fixes, rate updates and enhancing functionality to products on the rating engine Act as a reference point for internal and external contacts maintaining a good professional relationship with the key people in each area Investigate and perform analysis on issues to determine their priority and root cause Where applicable, to ensure that DPA, FCA, TCF and other regulatory requirements are met Show less



Okcoin

• United States
• Financial Services
• 100 - 200 Employee

• Market Surveillance

  • Oct 2022 - Present

  Identify market abuse risks in OKX and OKCoin’s spot and derivative markets. Products include exchange traded and OTC digital assets Establish, implement and maintain surveillance processes, controls, and documentations Identify coverage gaps, assess risks, liaise with the vendor and senior management to implement solutions as necessary Analyze data quality and platform issues, prioritize and liaise with relevant stakeholders to improve alert generation quality and surveillance tool functionalities Ensure the efficiency of the surveillance program Provide training and guidance to the surveillance team and conduct quality assurance reviews for effective program execution Distribute workload and enhance the performance of the team Review investigation reports for SAR filing Provide periodic summary reports on the performance and the effectiveness of the surveillance program to Compliance stakeholders. Show less



Natixis Corporate & Investment Banking

• France
• Financial Services
• 700 & Above Employee

• Senior Market Surveillance Analyst

  • Aug 2022 - Oct 2022

• Market Surveillance Analyst

  • Apr 2021 - Aug 2022

  Analyze trading activity and associated alerts generated from Natixis surveillance systems or manual controls to detect abnormal or suspicious trading activity (Market Manipulation, Insider Dealing or Misconduct violations) that could compromise Market IntegrityGain proficiency in Actimize, Bloomberg Terminal, booking systems and ExcelAnalyze data sources to reconstruct the life cycle of alerted trades from order to execution to support alert decisioningPerform relevant investigatory activities and escalate to local Compliance teams or to the global CIB Compliance team as necessaryEnhance the detection capabilities and to obtain more pertinent alertsConfigure and test the surveillance system parametersActively engage in projects related to the surveillance strategyEnhance key aspects of the surveillance program including threshold refinement, governance, data analytics and management informationOptimize operational processes linked to alert generation, analysis, escalation and decisioning of surveillance alertsPartner with Compliance and IT resources to aid Natixis’ transition from existing surveillance systems to new generation systemsPrepare the management reporting databases, dashboards and key performance indicator presentations; present information to Head Office and Regional Compliance Management. Show less



Universal Portugal SGPS Lda

• Porto Area, Portugal

• Technology and Communication Specialist - Business Analyst

  • Feb 2018 - Mar 2021

  Gather, validate and document business requirements Technical business analysis Analyze and trade financial derivatives Quantitative data modeling, data analysis Modeling business processes and identifying opportunities for process improvements Identify issues, risks and benefits of existing and proposed solutions and outlining business impacts Frontend development CSS, HTML, Python Gather, validate and document business requirements Technical business analysis Analyze and trade financial derivatives Quantitative data modeling, data analysis Modeling business processes and identifying opportunities for process improvements Identify issues, risks and benefits of existing and proposed solutions and outlining business impacts Frontend development CSS, HTML, Python



Markerstudy Insurance

• United Kingdom
• Insurance
• 700 & Above Employee

• Product Engineer / Specialist

  • Dec 2013 - Aug 2017

  Program new products/algos using the rating engine and knowledge of insurance industry practices Strategize product roadmap in collaboration with Product Managers and Underwriters Maintain products in line with business as usual processes, performing bug fixes, rate updates and enhancing functionality to products on the rating engine Act as a reference point for internal and external contacts maintaining a good professional relationship with the key people in each area Investigate and perform analysis on issues to determine their priority and root cause Where applicable, to ensure that DPA, FCA, TCF and other regulatory requirements are met Show less