Chief Financial Officer

• Mar 2018 - Present

Managing Member

• Mar 2017 - Present

Assist start up companies with corporate structuring and provide full support with financial reporting, corporate compliance and back office operations. Start up companies include: gaming/technology companies, retail and non-for-profit companies. Also provide alternative asset funds/management companies and fund administrators with back office support, assessments of internal controls over back office and financial/business operations and prepare and review financial statements and management reports. Show less

Adjunct Professor/Lecturer - Accounting

• Aug 2010 - Present

Lecture and teach fundamentals of accounting and auditing to graduating seniors. In addition, assist students with the CPA exam and the transition from student to young professional. Lecture and teach fundamentals of accounting and auditing to graduating seniors. In addition, assist students with the CPA exam and the transition from student to young professional.

Chief Financial Officer and Chief Compliance Officer

• Nov 2006 - Mar 2017

Prepare and review all financial statements and footnote disclosures in accordance with US Generally Accepted Accounting Principles and Other Comprehensive Basis of Accounting; maintain and review all financial records, budgets and forecasts for the Funds, other affiliated alternative investment vehicles and management companies; prepare internal reporting packages for executive management and limited partners of the Funds; manage day to day operations of the management companies and investment advisor entities, which also includes all information technology and human resources; review due diligence models and perform high level due diligence procedures (financial review, operational and internal controls) for potential merger and acquisition projects and valuation models for current portfolio companies held by various investment vehicles; review financial information and general back office operations from underlying portfolio companies; assist with back office operations for portfolio companies as needed; create, review and implement internal controls, valuation, human resources and other accounting policies and procedures for the Funds and management companies; with the Chief Compliance Officer, complete all filing and documentation requirements with the SEC as a registered investment advisor; assist in the preparation and review for the all tax returns for the Funds and management companies; maintain all banking relationships; supervise, train and review work of staff accountants and work on special projects; supervise back office staff. Show less

Adjunct Professor/Lecturer - Accounting

• Aug 2006 - Jan 2009

Lectured and taught fundamentals of auditing to graduating seniors. In addition, assisted students with the CPA exam and the transition from student to young professional. Lectured and taught fundamentals of auditing to graduating seniors. In addition, assisted students with the CPA exam and the transition from student to young professional.

Senior Audit Manager

• Oct 1998 - Nov 2006

Audited and reviewed financial statements for Private Equity/Venture Capital clients in accordance with Generally Accepted Accounting Principles, including planning, budgeting and reporting on internal controls; supervised staff and reviewed work papers for adequacy and accuracy; interacted with CFO’s and Controller’s of clients to discuss audit and internal control issues; assisted clients with compliance with SEC registered investment advisor rules; assisted in preparing client’s financial statements and footnote disclosures; lead instructor for technical accounting and auditing procedures at national firm training seminars and an active participant in the recruiting and mentorship programs. Show less

Senior Accountant

• Dec 1995 - Sep 1998

Accountant / Internal Audit

• Mar 1992 - Dec 1995