Emma Drew

Head Of Compliance at Redwood Bank (Limited)
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Contact Information
us****@****om
(386) 825-5501
Location
St. Albans, England, United Kingdom, UK
Skills

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Credentials

  • Post Graduate Certificate Data Protection Law & Information Governance
    Northumbria University

Experience

  • Redwood Bank
    • United Kingdom
    • Banking
    • 1 - 100 Employee
    • Head Of Compliance
      • Apr 2020 - Present

      SMF16 & SMF17 function holder

    • Compliance Manager
      • Jun 2017 - Present

      Reporting to the Chief Risk Officer responsible for management of the Compliance function, including:Policy drafting, review, implementation and ongoing governance;Providing compliance adviceInterpretation of FCA & PRA rules and guidance (SYSC, BCOBS, COBS, SUP, DISP, PERG)Horizon scanning;Regulatory reporting;Creating and providing staff training;Drafting board papers;SM&CR compliance;Operational risk analysis and management;Conduct risk;Complaint handling;Deposited protection;AML/CTF - PEP monitoring, Sanction screening, SAR analysis, KYC processes;Conflicts of interest analysis and monitoring;Data protection (GDPR) - privacy impact assessments, breach handling, drafting privacy notices, record of processing activities, cyber security. Show less

  • Grass Roots
    • United Kingdom
    • Financial Services
    • 200 - 300 Employee
    • Compliance & Data Protection Officer (FTC)
      • Jul 2016 - Mar 2017

      Supporting the Legal function with Compliance related work e.g. Data Protection, ABC, AML. Preparing for GDPR Providing advice and guidance to business functions Review, amend and maintain all group privacy notices Group wide Compliance audits Draft and implement processes and policies Draft and implement training materials Undertake Privacy Impact Assessments Handle Breach notifications in line with regulatory requirements Handle SARs Record keeping and monitoring Reporting Show less

  • Partnership
    • Financial Services
    • 1 - 100 Employee
    • Compliance Policy & Advice Consultant
      • Apr 2014 - Jun 2016

      Develop and maintain Compliance policies Regulatory reporting Permissions Provide compliance & regulatory advice to the business Conduct assessments Keep abreast of regulatory changes Produce and deliver training material Develop and maintain Compliance policies Regulatory reporting Permissions Provide compliance & regulatory advice to the business Conduct assessments Keep abreast of regulatory changes Produce and deliver training material

  • Canada Life
    • Canada
    • Insurance
    • 700 & Above Employee
    • Data Protection Analyst
      • May 2011 - Apr 2014

      The role involves advising the business on Data Protection (DP) related issues, providing training and support with DP activities, writing DP related policies, guidelines and procedures, handling subject access requests, advising on DP related issues for all levels of staff, handling and containing data breaches, liaising with the regulator and drafting letters when needed and providing Management Information (MI) to senior management on a regular basis. I have also covered the Financial Crime role and this involved; PEP & Sanction screening and monitoring, responding to third party requests (Police. Council), AML queries, AML monitoring, investigating fraud referrals, and providing Management Information (MI) to senior management on a regular basis. Show less

    • Customer Services Administrator
      • Apr 2002 - May 2011

      General customer service duties

Education

  • Townsend
    1992 - 1997

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