Experience

VEIC

• United States
• Non-profit Organizations
• 200 - 300 Employee

• Regulatory Analyst

  • Dec 2023 - Present

  Winooski, Vermont, United States



One Day In July | Financial Advisors

• United States
• Financial Services
• 1 - 100 Employee

• Compliance Associate & Software Program Manager

  • Jun 2022 - Nov 2023

  Burlington, VT • Reviewed client records, accounts, and portfolios on an annual basis for over 1200 clients and assigned compliance actions to advisors based on deficiencies • Evaluated new client accounts and investments for nine advisors • Developed a compliance test for an updated policy on outbound money movements by combining and analyzing data from both the customer relationship management (CRM) system and Schwab • Performed 10 annual and 6 quarterly compliance tests for adherence with firm… Show more • Reviewed client records, accounts, and portfolios on an annual basis for over 1200 clients and assigned compliance actions to advisors based on deficiencies • Evaluated new client accounts and investments for nine advisors • Developed a compliance test for an updated policy on outbound money movements by combining and analyzing data from both the customer relationship management (CRM) system and Schwab • Performed 10 annual and 6 quarterly compliance tests for adherence with firm policies and shared results with management • Proofread and evaluated for compliance articles and monthly newsletters for nine advisors as well as all firm marketing and advertisements • Researched options for text message archiving and monitoring to comply with SEC recordkeeping requirements and implemented company phones for 10 advisors and investment desk personnel • Updated and maintained five internal training manuals for advisors and staff • Developed a style manual for the in house CRM software and reviewed new and existing front end interfaces for consistency • Scoped and outlined 101 pages, 51 forms, and 47 components in GitHub to support rebuilding the CRM frontend for the software transition from Django to React. • Validated each element of the CRM rebuild by reviewing the new front end for consistency and identifying necessary improvements • Streamlined the submission of software bugs and feature requests by tracking and assigning them in GitHub to the three person software team. • Communicated directly with CEO to prioritize and clarify long-term software goals and short-term requests for the software team • Orchestrated the rollout of a new software application by developing a user guide, scheduling individual trainings for 8 advisors, and responding to user questions Show less



Montgomery County Public Schools

• United States
• Primary and Secondary Education
• 700 & Above Employee

• English Teacher

  • Aug 2015 - Jun 2022

  Quince Orchard High School • Led the English 10 and English 12 teams by facilitating weekly meetings, coordinating long-term schedules, and organizing instructional materials • Advocated for the inclusion of diverse authors to build a culturally relevant curriculum with the AP Literature professional learning community • Created LMS course design templates for department-wide use • Facilitated online and hybrid learning for two curriculums and five courses • Conducted needs assessments and designed learning… Show more • Led the English 10 and English 12 teams by facilitating weekly meetings, coordinating long-term schedules, and organizing instructional materials • Advocated for the inclusion of diverse authors to build a culturally relevant curriculum with the AP Literature professional learning community • Created LMS course design templates for department-wide use • Facilitated online and hybrid learning for two curriculums and five courses • Conducted needs assessments and designed learning solutions to support diverse learners in groups of 30 • Tracked data and assessed learning outcomes to evaluate understanding of 150 learners quarterly

• Consultant

  • Jun 2014 - Apr 2021

  Office of Curriculum and Instructional Programs • Drafted storyboards and recorded videos highlighting instructional strategies best practices and educational technology for e-learning • Designed interactive, ready-to-use instructional materials aligned with curricular learning objectives for organization-wide use • Trained the trainer by instructing English 11 and 12 teachers on blended learning techniques in alignment with the new curriculum • Collaborated with colleagues to develop and field test new assessments measuring… Show more • Drafted storyboards and recorded videos highlighting instructional strategies best practices and educational technology for e-learning • Designed interactive, ready-to-use instructional materials aligned with curricular learning objectives for organization-wide use • Trained the trainer by instructing English 11 and 12 teachers on blended learning techniques in alignment with the new curriculum • Collaborated with colleagues to develop and field test new assessments measuring progress towards organizational objectives • Incorporated universal design principles to differentiate materials for a large audience of 12,500 diverse learners

• English Teacher

  • Aug 2013 - Aug 2015

  Briggs Chaney Middle School • Participated in the development of best practice models by presenting to staff • Facilitated daily presentations and group activities and created assessments



Hope High School

• Student Teacher

  • Jan 2013 - May 2013

  Providence, RI



Longgang Fu'an Comprehensive School

• English Teacher

  • Sep 2011 - Jun 2012

  Shenzhen, Guangdong Province, China