Ellie O’Connor

Embedded Control Manager at The Marlborough Group
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Contact Information
us****@****om
(386) 825-5501
Location
Manchester Area, United Kingdom, UK

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Credentials

  • Client Money & Assets
    The Chartered Institute for Securities & Investment (The CISI)
    Jun, 2022
    - Nov, 2024
  • Level 3 Certificate in Investment Operations
    The Chartered Institute for Securities & Investment (The CISI)
    Dec, 2019
    - Nov, 2024
  • FA1 Life Office Administration
    City & Guilds
    Dec, 2018
    - Nov, 2024
  • CII CF1 UK Financial Services, Regulations & Ethics
    City & Guilds
    Jul, 2018
    - Nov, 2024

Experience

    • United Kingdom
    • Investment Management
    • 100 - 200 Employee
    • Embedded Control Manager
      • Jan 2023 - Present

      -Ensuring compliance to CASS including managing the Resolution Pack & CMAR submission -Facilitating engagements; internal & external audits, compliance monitoring-Reviewing Operational risk events including escalating where appropriate -Enhancing Operational controls and procedures-Producing MI for Senior Management

    • Deputy Head of Dealing & Registration
      • Apr 2021 - Jan 2023

    • Senior Financial Administator
      • Oct 2019 - Mar 2021

    • Financial Administrator
      • Jan 2019 - Oct 2019

    • Apprentice Administator
      • Jul 2017 - Jan 2019

      Apprenticeship completed with Babington Group. Programme: Financial Administration Level 3. While completing my apprenticeship, I was awarded North West Employee Engagement Group (NWEEG) Awesome Apprentice of the Year.

    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • Customer Service Assistant
      • Aug 2016 - Jul 2017

      Providing excellent service to customers who come into the branch. Deal with all queries and transactions of customers accounts while maintaining a high level of knowledge to rules and regulations. While working at Lloyd’s, I won an award which recognised the high level of customer service I was delivering to customers. Providing excellent service to customers who come into the branch. Deal with all queries and transactions of customers accounts while maintaining a high level of knowledge to rules and regulations. While working at Lloyd’s, I won an award which recognised the high level of customer service I was delivering to customers.

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