Edward C. Cole

Compliance Consultant at Treliant
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Contact Information
us****@****om
(386) 825-5501
Location
Chicopee, Massachusetts, United States, US

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Bio

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Credentials

  • Series 65 Registered Investment Advisor
    NASAA
    Jul, 2013
    - Nov, 2024
  • California Life & Health Insurance License
    California Department of Insurance
    Nov, 2017
    - Nov, 2024

Experience

  • Treliant
    • United States
    • Business Consulting and Services
    • 200 - 300 Employee
    • Compliance Consultant
      • Sep 2022 - Present

  • Kaufman Rossin
    • United States
    • Accounting
    • 400 - 500 Employee
    • Electronic Payments Compliance Consultant
      • Mar 2022 - Present

      Fintech Reg E Disputes Compliance Reviews Fintech Reg E Disputes Compliance Reviews

  • Kabbage from American Express
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Fraud Risk Consultant
      • Nov 2021 - Jan 2022

      PPP Fraud Risk Consultant PPP Fraud Risk Consultant

  • LendingClub
    • United States
    • Financial Services
    • 700 & Above Employee
    • Treasury Risk Consultant
      • May 2021 - Nov 2021

      Treasury Management Risk Consultant Treasury Management Risk Consultant

  • Intuit
    • United States
    • Software Development
    • 700 & Above Employee
    • Compliance Consultant
      • Jun 2020 - Dec 2020

      Compliance Testing & Monitoring: SBA Paycheck Protection Program (PPP). Supporting Quickbooks Capital SBA PPP lending program through compliance risk assessment, monitoring and testing program design and implementation, and issues identification and remediation. Compliance Testing & Monitoring: SBA Paycheck Protection Program (PPP). Supporting Quickbooks Capital SBA PPP lending program through compliance risk assessment, monitoring and testing program design and implementation, and issues identification and remediation.

  • LendingClub
    • United States
    • Financial Services
    • 700 & Above Employee
    • Compliance Consultant
      • Sep 2019 - Apr 2020

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Consultant
      • Mar 2019 - Aug 2019

      FRY-14 M/Q Issues Remediation and Validation initiative support. Providing Credible Challenge on MRA remediation process for Basel Reporting issues. FRY-14 M/Q Issues Remediation and Validation initiative support. Providing Credible Challenge on MRA remediation process for Basel Reporting issues.

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Consultant
      • Sep 2018 - Jan 2019

      Wells Fargo Financial Crimes support consultant for AML procedures. Wells Fargo Financial Crimes support consultant for AML procedures.

  • Robert Half
    • United States
    • Staffing and Recruiting
    • 700 & Above Employee
    • UDAAP Risk Compliance Consultant
      • Jan 2018 - May 2018

      UDAAP Risk Assessment for Wells Fargo Virtual Channels Group (online & mobile banking) UDAAP Risk Assessment for Wells Fargo Virtual Channels Group (online & mobile banking)

  • Union Bank
    • United States
    • Banking
    • 700 & Above Employee
    • VP Internal Audit
      • Mar 2017 - Oct 2017

      Operational Risk Audit Lead Operational Risk Audit Lead

  • Union Bank
    • United States
    • Banking
    • 700 & Above Employee
    • Operational Risk Consultant
      • Mar 2016 - Jun 2016

      Second Line review of critical IT MRA closure packages. Second Line review of critical IT MRA closure packages.

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Operational Risk Consultant
      • Jul 2014 - Dec 2015

      Wholesale Regulatory Compliance Wholesale Regulatory Compliance

  • Robert Half
    • United States
    • Staffing and Recruiting
    • 700 & Above Employee
    • Compliance Consultant
      • Jun 2013 - Jul 2014

      Wholesale Compliance Testing: Wells Fargo WRMG Wholesale Compliance Testing: Wells Fargo WRMG

  • U.S. Department of the Treasury
    • United States
    • Government Administration
    • 700 & Above Employee
    • Bank Examiner
      • Jul 2005 - Aug 2011

  • Mackay Communications, Inc.
    • United States
    • Maritime Transportation
    • 100 - 200 Employee
    • Marine Service Engineer
      • Mar 1997 - Jan 2000

      High seas marine electronics installation, maintenance & repair. FCC General Radio Operators License w/Marine radar endorsement, GMDSS Operator Maintainers License. High seas marine electronics installation, maintenance & repair. FCC General Radio Operators License w/Marine radar endorsement, GMDSS Operator Maintainers License.

  • US Navy
    • United States
    • Armed Forces
    • 700 & Above Employee
    • Fire Controlman
      • Sep 1985 - Jun 1995

      Proudly served 10 years on active duty as weapons systems radar technician. Proudly served 10 years on active duty as weapons systems radar technician.

Education

  • University of California, Berkeley
    Bachelor of Arts (B.A.), Economics
    2000 - 2003

Community

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