Edilma C.

Compliance Risk Officer at Edilma Chan Financial Compliance Professional
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Contact Information
us****@****om
(386) 825-5501
Location
US
Languages
  • English Native or bilingual proficiency
  • Spanish Native or bilingual proficiency

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Credentials

  • FINRA's Dispute Resolution Arbitrator
    FINRA
    Jan, 2021
    - Nov, 2024
  • Paralegal Certification, ABA Approved
    University of California, San Diego - Rady School of Management
    Nov, 2007
    - Nov, 2024

Experience

  • Edilma Chan Financial Compliance Professional
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Risk Officer
      • Oct 2017 - Present

      • Manages all client intakes of culturally diverse clientele while establishing trust; providing excellent client services. • Reviews Fair Labor Standards Act and New York Labor Law claims in violation of minimum wage, overtime and discriminations of age, gender, race, equal pay. • Serves as liaison between counsel and clients during settlement negotiations; provides translation services and assists clients during grievance and arbitration hearings. • Contributes to the completion and negotiations of Settlement Agreement benefiting clients with appropriate financial compensation and awarded damages.

  • JPMorgan Chase & Co.
    • United States
    • Financial Services
    • 700 & Above Employee
    • Compliance Officer - Latin America (LATAM) Onboarding Compliance
      • Nov 2016 - Oct 2017

      • Gathered data/evidence while onboarding client accounts with enhanced due diligence, and communicated alerts effectively on schedule. • Assessed client information, identified, and escalated issues eliminating regulatory violations. • Validated information conducting customer identification for all clients from Latin America (LATAM). • Finalized onboarding of LATAM client accounts from foreign countries, including Argentina, Ecuador, Chile, Peru, Brazil, and ensured BSA/KYC/AML regulatory requirements.

  • Edilma Chan Financial Compliance Professional
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Officer / Paralegal - Employment Law / M&A Latin America
      • May 2014 - Nov 2016

      • Managed Spanish client intakes exhibiting attention to detail and addressed labor and employee relations issues and complaints. • Conducted simultaneous and consecutive interpreting during depositions and mediations in U.S. Southern and Eastern District Courts of NY. • Communicated with clients effectively; established strong relationships of trust while collaborating with legal teams. • Served as liaison to the General Counsel of Latin America; maintained corporate records of mergers and acquisitions; prepared translations of shareholder’s rules and regulations manual from English to Spanish.

  • Arena & Schnitzer Law Firm
    • San Diego, California, United States
    • Bilingual Compliance Paralegal in Death Penalty trial - Criminal Law Defense
      • Jan 2011 - May 2014

      Guilt Phase trial: Accountability • Examined and documented 20,000+ pages of evidence/400+ exhibits and identified discrepancies/deficiencies/issues. • Evaluated data maintaining/retaining supportive evidence using sound judgment and strong critical thinking skills. • Conducted meetings with client regularly to corroborate alleged financial crimes of money laundering and fraud in preparation for trial. • Ensured code of conduct and compliance with rules and procedures for a protocol of client communications. Penalty Phase trial: Mitigation • Adapted to changing responsibilities, managed expectations, strategies and responded quickly to the evolving ideas. • Managed crime investigations; coordinated weekly team meetings and ensured corrective/remediation action plans. • Used strategic thinking analyzing data; detected patterns of unusual activity resulting in waving crime participation. • Collaborated closely with counsel; secured a successful result eliminating death penalty option for client.

  • Kenyon & Kenyon LLP
    • United States
    • Law Practice
    • 1 - 100 Employee
    • Legal Assistant/Paralegal (Intellectual Property Litigation)
      • Jul 1988 - Jul 1995

      • Worked closely with senior Lead Defense Counsel throughout all phases of litigation from the investigation, discovery, trial, and case settlement. • Participated in the case which secured dismissal of a patent infringement in compliance with the United States Patent Act involving the automobile industry and intermittent windshield wiper invention. • Prepared motions in response to claims for monetary damages and patent infringement. • Maintained excellent relationships with attorneys, all co-counsels, and clients involved.

Education

  • Harvard Business School
    Harvard Business Analytics Program
    2020 - 2022
  • Fordham University School of Law
    M.S.L. (Masters of Science in Law), Corporate Compliance
  • Fordham University
    Bachelor's degree, Business/Organizational Leadership
  • UCSD
    Advanced Paralegal Certification ABA Approved, Paralegal

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