Daniel Frank

Senior Consultant at PFS Consulting
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
Greater Sydney Area, AU

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now

Credentials

  • RG 146 Superannuation
    Australian Institute of Superannuation Trustees
    Oct, 2014
    - Nov, 2024

Experience

  • PFS Consulting
    • Australia
    • Financial Services
    • 1 - 100 Employee
    • Senior Consultant
      • Jul 2022 - Present

  • Put a lid on it Pty Ltd
    • Sydney, New South Wales, Australia
    • Co-Founder
      • Jun 2022 - Present

  • The Day Ahead
    • Australia
    • Retail
    • Co-Founder
      • Jan 2021 - Present

  • IAG
    • Australia
    • Insurance
    • 700 & Above Employee
    • Senior Specialist, Compliance Risk
      • Nov 2019 - Dec 2020

  • PFS Consulting
    • Australia
    • Financial Services
    • 1 - 100 Employee
    • Director and GRC Team Leader
      • Apr 2014 - Nov 2019

      I consulted to commercial and not-for-profit organisations to help them define and achieve their governance, risk and compliance objectives. Projects completed include: • Building out risk and compliance frameworks including reporting • Comprehensive risk management framework reviews • Insurance error remediations • Risk culture surveys • GRC system implementations I consulted to commercial and not-for-profit organisations to help them define and achieve their governance, risk and compliance objectives. Projects completed include: • Building out risk and compliance frameworks including reporting • Comprehensive risk management framework reviews • Insurance error remediations • Risk culture surveys • GRC system implementations

  • BNY Mellon
    • United States
    • Financial Services
    • 700 & Above Employee
    • Compliance & Ethics Officer
      • Jan 2013 - Apr 2014

      End-to-end compliance across bank and investment services business, covering multiple entities in a multi-jurisdictional environment. End-to-end compliance across bank and investment services business, covering multiple entities in a multi-jurisdictional environment.

  • MUFG
    • Japan
    • Financial Services
    • 700 & Above Employee
    • Compliance Manager (Australia/New Zealand)
      • Jun 2010 - Jan 2013

      Provided pragmatic, risk-based advice, training and policy on compliance and regulatory issues with a special focus on corporate finance, project finance and advisory businesses. Provided pragmatic, risk-based advice, training and policy on compliance and regulatory issues with a special focus on corporate finance, project finance and advisory businesses.

  • Australian Prudential Regulation Authority
    • Australia
    • Financial Services
    • 700 & Above Employee
    • Compliance Coordinator
      • Mar 2008 - May 2010

  • Lowy Institute
    • Australia
    • International Affairs
    • 1 - 100 Employee
    • Intern (West Asia)
      • Feb 2007 - Mar 2008

Education

  • University of Sydney
    Masters of Business Law
    2012 - 2017
  • Australasian Compliance Institute
    Associate Intensive Accreditation, Compliance and Risk Management
    2011 - 2011
  • UNSW
    LLB, Law
    2006 - 2008
  • UNSW
    Bachelor of Laws - LLB
    2006 - 2008
  • University of Copenhagen
    BA, Exchange
    2004 - 2005
  • UNSW
    BA, History and International Relations, Distinction
    2003 - 2005

Community

You need to have a working account to view this content. Click here to join now