Dwayne Redwood, FRM

Director, Compliance at Sprott
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Contact Information
us****@****om
(386) 825-5501
Location
Greater Toronto Area, Canada, CA

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Credentials

  • Chief Compliance Officer Qualifying Exam
    Canadian Securities Institute (CSI)
    Mar, 2017
    - Nov, 2024
  • Chartered Financial Analyst - Level 1
    CFA Institute
    Jul, 2012
    - Nov, 2024
  • Canadian Securities Course (CSC)
    Canadian Securities Institute
    Jun, 2011
    - Nov, 2024
  • Financial Risk Manager (FRM) designation
    Global Association of Risk Professionals (GARP)
    Nov, 2010
    - Nov, 2024

Experience

  • Sprott
    • Canada
    • Investment Management
    • 1 - 100 Employee
    • Director, Compliance
      • Jan 2021 - Present

  • Mackenzie Investments
    • Canada
    • Investment Management
    • 700 & Above Employee
    • Senior Manager, Compliance
      • Jul 2018 - Dec 2020

  • AGF Investments
    • Canada
    • Financial Services
    • 300 - 400 Employee
    • Team Lead and Senior Compliance Officer
      • Sep 2017 - Jul 2018

  • Picton Mahoney Asset Management
    • Canada
    • Investment Management
    • 100 - 200 Employee
    • Senior Compliance Analyst
      • Aug 2012 - Sep 2017

Education

  • The University of the West Indies
    Bachelors, Banking and Finance
    2004 - 2007

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