Duncan Watson
Compliance Specialist at Vanguard | UK & Europe- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
UK
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Experience
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Vanguard | UK & Europe
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United Kingdom
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Financial Services
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100 - 200 Employee
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Compliance Specialist
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May 2022 - Present
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Parmenion
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France
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Management Consulting
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Senior Compliance Manager
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Sep 2018 - Oct 2021
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EPOCH WEALTH MANAGEMENT LLP
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United Kingdom
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Head of Compliance and Technical Planning
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Mar 2010 - Sep 2018
CF10 & 11 for the firm as well as being the technical Planning expert. Also performed an Investment Management role for the inhouse DFM CF10 & 11 for the firm as well as being the technical Planning expert. Also performed an Investment Management role for the inhouse DFM
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Chase de Vere
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United Kingdom
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Financial Services
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400 - 500 Employee
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Chartered Financial Planner
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Nov 2007 - Mar 2010
Chartered Financial Planner and Pension Transfer Specialist Chartered Financial Planner and Pension Transfer Specialist
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AWD Moneyextra
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Financial Services
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1 - 100 Employee
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Sales Manager
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Jun 2006 - Nov 2007
Managing a team of telephone based IFAs Managing a team of telephone based IFAs
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Grant Thornton LLP
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Canada
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Accounting
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1 - 100 Employee
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Compliance Consultant
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Nov 2005 - Jun 2006
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New Business Reviewer / Compliance Development Manager
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May 2002 - Nov 2005
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WILTSHIRE FINANCIAL SERVICES LTD
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United Kingdom
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Financial Services
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Paraplanner
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Jan 2000 - May 2002
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Education
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1993 - 1996
University of Southampton
Bsc, Physiology & Psychology
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