Experience

Chenery Compliance Group

• United States
• Investment Management
• 1 - 100 Employee

• Consultant

  • Apr 2017 - Present

  “Chenery Compliance Group is an institutional quality boutique that delivers customized regulatory compliance solutions and outsource support services for a select group of investment managers, registered fund, private equity, and hedge fund managers. Chenery was founded with one sole purpose – to help protect our clients from regulatory risk, enabling them to focus on investing and business building. Acting as named CCO, or supporting our client’s CCO, we become an integral part of our client’s Team, while continuously enhancing their compliance program and culture. Seasoned by investment firm operational and regulatory compliance experience, we design and implement hands-on, tailored, integrated, and forward-looking compliance programs for select investment firms. Our regulatory compliance solutions provide continuous leadership and support for our client’s compliance programs. The solutions and support services are configured and implemented by our senior compliance specialists, who are deeply experienced in the investment industry and who have been Chief Compliance Officers.” Show less


Chenery Compliance Group, The Chenery Group
• Consultant

  • Apr 2017 - Present


Brandywine Global Investment Management

• United States
• Investment Management
• 100 - 200 Employee

• Manager, Broker Dealer Compliance

  • 2004 - Present

• Manager, Fund Administration

  • Mar 2005 - Mar 2011



Delaware Investments

• United States
• Hospitality

• Senior Compliance Officer

  • Feb 2012 - Mar 2017

  Managed the day to day responsibilities of a team of 5 compliance professionals responsible for; Code of Ethics, electronic communications and marketing and advertising review. Managed the day to day responsibilities of a team of 5 compliance professionals responsible for; Code of Ethics, electronic communications and marketing and advertising review.