Experience

Margaritaville Resort Casino - Bossier City, La.

• United States
• Gambling Facilities and Casinos
• 100 - 200 Employee

• AML Compliance Manager

  • Oct 2015 - Present

• AML Compliance Supervisor

  • Oct 2015 - Present

  JOB RESPONSIBILITIES: a. The AML Compliance Supervisor will be responsible for all aspects of the AML Compliance Program and Margaritaville Resort Casino’s adherence to applicable regulations, including oversight for the day-to-day compliance with Title 31. The AML Compliance Supervisor will report to the following:i. The AML Committee for direction and reporting of Margaritaville Resort Casino compliance activitiesii. The Operation Controller for day-to-day operational performanceb. Day-to-day compliance responsibilities will include, but not be limited to, the following:i. Supervision of the AML Compliance Auditorsii. Ensuring that submitted MTLs, MILs, and other records are reviewed for completeness and transactions have been properly recordediii. Ensuring that Guest information is verified for completeness and accuracyiv. Ensuring that Guest activity has been properly recognized and is appropriately aggregated for reporting purposesC. Ensuring that the system of internal control relative to Title 31 is established within the AML Compliance Program and is maintained and effective, including:ii. Developing policies and procedures designed to deter and detect money laundering and terrorist financingiii. Directing and enforcing the AML Compliance Programiv. Ensuring the Title 31 Department’s operations and investigatory departments are complying with policies and proceduresv. Ensuring that AML Compliance Program or other appropriate documentation is in place and available to employees for reference purposes, when neededvii. Reviewing and evaluating any and all Title 31 exceptions and areas of noncomplianceviii. Reviewing and determining a recommendation for SAR filing for internal SIRsix. Ensuring that independent testing is performed on the AML Compliance Program at least annually d. AML Compliance Supervisor will discuss with the AML Compliance Committee any procedure changes necessary for continued compliance with Title 31 regulations.