Experience

Protego Trust

• Financial Services
• 1 - 100 Employee

• Chief Risk Officer (CRO)

  • Nov 2021 - Present



City National Bank

• United States
• Banking
• 700 & Above Employee

• Wealth Management Chief Compliance Officer

  • Feb 2019 - Oct 2021



Reed Smith LLP

• Law Practice
• 700 & Above Employee

• Partner, Global Pratice Leader Risk/Compliance for Finance, Operations, Entertainment, Board Support

  • Jun 2017 - Feb 2019

  Global Practice Leader for Reed Smith's outstanding Global Risk and Compliance Effort. Expert regulatory defense litigator. Advises and represents all manner of operating companies, including energy, financial technology, and Entertainment and Media Companies. Expert in traditional financial institutions, such as banks, small and large, broker-dealers, investment advisers, private and mutual fund groups, including hedge funds and private equity funds. Expert in global regulation including… Show more Global Practice Leader for Reed Smith's outstanding Global Risk and Compliance Effort. Expert regulatory defense litigator. Advises and represents all manner of operating companies, including energy, financial technology, and Entertainment and Media Companies. Expert in traditional financial institutions, such as banks, small and large, broker-dealers, investment advisers, private and mutual fund groups, including hedge funds and private equity funds. Expert in global regulation including securities regulation, enterprise risk management, and advises operating companies on regulatory issues including enterprise risk management. Former Special Counsel at the Securities and Exchange Commission. Show less Global Practice Leader for Reed Smith's outstanding Global Risk and Compliance Effort. Expert regulatory defense litigator. Advises and represents all manner of operating companies, including energy, financial technology, and Entertainment and Media Companies. Expert in traditional financial institutions, such as banks, small and large, broker-dealers, investment advisers, private and mutual fund groups, including hedge funds and private equity funds. Expert in global regulation including… Show more Global Practice Leader for Reed Smith's outstanding Global Risk and Compliance Effort. Expert regulatory defense litigator. Advises and represents all manner of operating companies, including energy, financial technology, and Entertainment and Media Companies. Expert in traditional financial institutions, such as banks, small and large, broker-dealers, investment advisers, private and mutual fund groups, including hedge funds and private equity funds. Expert in global regulation including securities regulation, enterprise risk management, and advises operating companies on regulatory issues including enterprise risk management. Former Special Counsel at the Securities and Exchange Commission. Show less



Venable LLP

• United States
• Law Practice
• 700 & Above Employee

• Partner

  • Dec 2015 - May 2017

  Partner specializing in Regulatory, Compliance and Enterprise Risk Management. Mr. Andrews works with Legal, Compliance and Operational teams for all types of investment firms. He works with firms on meeting regulatory requirements, addressing regulatory change, and implementing Enterprise Risk Management Programs. Mr. Andrews specializes in assisting CCOs address regulatory requirements in this difficult regulatory environment. In addition, Mr. Andrews advises and assists in implementing… Show more Partner specializing in Regulatory, Compliance and Enterprise Risk Management. Mr. Andrews works with Legal, Compliance and Operational teams for all types of investment firms. He works with firms on meeting regulatory requirements, addressing regulatory change, and implementing Enterprise Risk Management Programs. Mr. Andrews specializes in assisting CCOs address regulatory requirements in this difficult regulatory environment. In addition, Mr. Andrews advises and assists in implementing BSA/AML requirements and foreign companies on establishing a US presence. He also advises firms on current or pending enforcement matters, and assists in preparing firms for examinations before federal and state regulators. Show less Partner specializing in Regulatory, Compliance and Enterprise Risk Management. Mr. Andrews works with Legal, Compliance and Operational teams for all types of investment firms. He works with firms on meeting regulatory requirements, addressing regulatory change, and implementing Enterprise Risk Management Programs. Mr. Andrews specializes in assisting CCOs address regulatory requirements in this difficult regulatory environment. In addition, Mr. Andrews advises and assists in implementing… Show more Partner specializing in Regulatory, Compliance and Enterprise Risk Management. Mr. Andrews works with Legal, Compliance and Operational teams for all types of investment firms. He works with firms on meeting regulatory requirements, addressing regulatory change, and implementing Enterprise Risk Management Programs. Mr. Andrews specializes in assisting CCOs address regulatory requirements in this difficult regulatory environment. In addition, Mr. Andrews advises and assists in implementing BSA/AML requirements and foreign companies on establishing a US presence. He also advises firms on current or pending enforcement matters, and assists in preparing firms for examinations before federal and state regulators. Show less



Bessemer Trust

• United States
• Financial Services
• 700 & Above Employee

• CCO and Director of Risk Management

  • Oct 2002 - Sep 2015



Van Kampen Investments

• Oak Brook, Illinois

• Chief Compliance Officer

  • 1999 - 2002



Everen Securities

• Chicago Illinois

• Deputy General Counsel

  • 1993 - 1999



U.S. Securities and Exchange Commission

• United States
• Financial Services
• 700 & Above Employee

• Special Trial Counsel

  • 1988 - 1993