Derek Broughton

Junior Auditor of Fund Compliance at Constellation Insurance, Inc.
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Contact Information
us****@****om
(386) 825-5501
Location
Cincinnati, Ohio, United States, US

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Credentials

  • Associate, Life Management Institute (ALMI)
    LOMA
    Feb, 2021
    - Nov, 2024
  • Associate, Customer Service (ACS)
    LOMA

Experience

  • Constellation Insurance, Inc.
    • United States
    • Insurance
    • 100 - 200 Employee
    • Junior Auditor of Fund Compliance
      • Jan 2023 - Present

  • Ohio National Financial Services
    • United States
    • Financial Services
    • 300 - 400 Employee
    • Junior Auditor of Fund Compliance
      • Jul 2021 - Feb 2023

      Work with senior members of the team to define scope, execute and report on audit activities.

    • Senior Contracting & Licensing Service Representative at Ohio National Financial Service
      • Feb 2020 - Jul 2021

      I specialize in processing multiple contracts for new and returning insurance agents. Assist management in reviewing workflows, training new employees, and quality checking appointments, and performing quality reviews of AWD transactions. Keep current on any relevant state regulations affecting appointments and work with management to implement controls to ensure compliance. Provide feedback, both positive and negative, to management regarding findings while performing quality reviews. Perform quick and decisive feedback to agents in the field regarding any contract, licensing, or general inquiry. Produce superior Average Speed of Answer and Average Call Duration in a position that is primarily based on administrative processing. Research agent background inquiries and decipher criminal and credit search history problems and assess the severity. Show less

    • Annuity Claims Processor
      • Sep 2019 - Feb 2020

    • Senior Contracting & Licensing Traditional Service Representative
      • Dec 2016 - Sep 2019

    • Policy Owner Services: Traditional Life Administrative Assistant
      • May 2015 - Dec 2016

    • Policyowner Services: Titles Customer Service Representative
      • Jan 2010 - May 2015

    • Policy Owner Services: Address Change Services, Address Change Clerk
      • Apr 2008 - Jan 2010

  • DICK'S Sporting Goods
    • United States
    • Retail
    • 700 & Above Employee
    • Frontend Coordinator
      • Apr 2003 - Oct 2008

Education

  • University of Cincinnati
    Business Administration and Management, General
    2006 - 2007
  • Cincinnati State Technical and Community College
    Graphic Design
    2003 - 2005
  • Indian Hill High School
    High School Diploma
    1999 - 2002

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