Deepika Jhanwar
Global Compliance Manager (UK, HK, SEYCHELLES, SINGAPORE, FIJI and UAE) at GCC Exchange- Claim this Profile
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Bio
Dheeraj BAJPAI
I first met Deepika in one of the AML seminars. I found her to be a quick learner, enthusiastic and goal oriented. She demonstrated early in her career that she understood her business very well. It was a great pleasure to be with her in many training sessions and I noticed she is keenly devoted to her work, but being a real people person, she is also enjoyable to be around. Deepika for me is an accomplished, result oriented professional with extensive experience in creating and managing corporate-wide compliance and risk management program. I readily recommend Deepika to those seeking a fruitful asset. With her abilities, adaptability, and dedication, she would be an excellent fit for any organization.
Ahit Raj Thapa
I had the pleasure of working with Deepika for past 4 years. She expertly filled the role of Compliance & built the compliance department from the ground up. Her ability to juggle multiple projects was absurdly efficient. She will be asset to any team & successful contributor in any company she works in.
Dheeraj BAJPAI
I first met Deepika in one of the AML seminars. I found her to be a quick learner, enthusiastic and goal oriented. She demonstrated early in her career that she understood her business very well. It was a great pleasure to be with her in many training sessions and I noticed she is keenly devoted to her work, but being a real people person, she is also enjoyable to be around. Deepika for me is an accomplished, result oriented professional with extensive experience in creating and managing corporate-wide compliance and risk management program. I readily recommend Deepika to those seeking a fruitful asset. With her abilities, adaptability, and dedication, she would be an excellent fit for any organization.
Ahit Raj Thapa
I had the pleasure of working with Deepika for past 4 years. She expertly filled the role of Compliance & built the compliance department from the ground up. Her ability to juggle multiple projects was absurdly efficient. She will be asset to any team & successful contributor in any company she works in.
Dheeraj BAJPAI
I first met Deepika in one of the AML seminars. I found her to be a quick learner, enthusiastic and goal oriented. She demonstrated early in her career that she understood her business very well. It was a great pleasure to be with her in many training sessions and I noticed she is keenly devoted to her work, but being a real people person, she is also enjoyable to be around. Deepika for me is an accomplished, result oriented professional with extensive experience in creating and managing corporate-wide compliance and risk management program. I readily recommend Deepika to those seeking a fruitful asset. With her abilities, adaptability, and dedication, she would be an excellent fit for any organization.
Ahit Raj Thapa
I had the pleasure of working with Deepika for past 4 years. She expertly filled the role of Compliance & built the compliance department from the ground up. Her ability to juggle multiple projects was absurdly efficient. She will be asset to any team & successful contributor in any company she works in.
Dheeraj BAJPAI
I first met Deepika in one of the AML seminars. I found her to be a quick learner, enthusiastic and goal oriented. She demonstrated early in her career that she understood her business very well. It was a great pleasure to be with her in many training sessions and I noticed she is keenly devoted to her work, but being a real people person, she is also enjoyable to be around. Deepika for me is an accomplished, result oriented professional with extensive experience in creating and managing corporate-wide compliance and risk management program. I readily recommend Deepika to those seeking a fruitful asset. With her abilities, adaptability, and dedication, she would be an excellent fit for any organization.
Ahit Raj Thapa
I had the pleasure of working with Deepika for past 4 years. She expertly filled the role of Compliance & built the compliance department from the ground up. Her ability to juggle multiple projects was absurdly efficient. She will be asset to any team & successful contributor in any company she works in.
Credentials
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CAMS
ACAMSNov, 2022- Sep, 2024
Experience
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GCC Exchange
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United Arab Emirates
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Financial Services
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100 - 200 Employee
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Global Compliance Manager (UK, HK, SEYCHELLES, SINGAPORE, FIJI and UAE)
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Dec 2021 - Present
In-charge and supervise compliance and risk for GCC Group companies for their operations at UAE, UK, Seychelles, Hong Kong, Singapore and Fiji. Developing, maintaining, and revising policies and procedures for AML/ CFT Guidelines, Risk Management Methodology and Assessment, Anti-Bribery and Anti-Corruption guidelines, Data protection and Privacy Policies & others to ensure stream less Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Developed an Effective Compliance Training Program Identify areas of enhancements across the AML and sanctions teams and produce impactful changes Ensuring to establish a compliance culture in the individual business areas relating to customer due diligence measures, record keeping and reporting. Supporting and coordinating management to focus on the money laundering and other risks by conducting risk assessments and developing effective strategies to mitigate the risks identified. Part of research team for new products development, compliance challenges and regulatory clearances Conducted enhanced due diligence, regular risk and compliance reviews of Correspondent Banks, Corporate, Remittance arrangements Drafted policies and procedures for import export arrangements and conduct enhanced due diligence, regular risk and compliance reviews on Regulated Institutions for Bank Note Division tie up Liaison with IT and respective teams for system enhancements for sanction screening and rule framework for transaction monitoring, alert management and risk methodology framework Liaised with BOD and regulators for company license, regular reporting and any other legal, compliance and audit requirements about the operation and progress Carries out Ongoing Transaction Monitoring and Due Diligence and ensure timely filing of STR/SAR Liaises & responds with Correspondent Banks and address queries if any Show less
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ICICI Bank
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India
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Banking
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1 - 100 Employee
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Compliance Manager
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Nov 2018 - Aug 2019
Monitoring AML/CFT transaction of retail, non-retail and clearing business Handling KYC review and screening process along with AML approvals related daily transactions Assisting Money Laundering Reporting Officer (MLRO) in filing Suspicious Transaction Reports Communicate findings to all-levels of management, manage remediation and present to regulators and auditors regarding the compliance testing program Preparing presentations and minutes of meeting for monthly Compliance, Audit and AML forum Ensuring timely filing of regulatory returns and surveys with HKMA and updating regulatory guidelines/ circulars to senior management Show less
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UAE Exchange
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United Arab Emirates
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Financial Services
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300 - 400 Employee
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AML/ Compliance Officer
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Jan 2015 - Oct 2018
Job Purpose : Conducted enhanced due diligence, regular risk and compliance reviews of both corporate and retail clients Liaised with Board of directors and regulators for company license, regular reporting and any other legal, compliance and audit requirements Drafted AML guidelines as per the regulatory and group policy for the Hong Kong branch Audited other Branch, FOREX branches and agents and submit findings along with mitigants to the top management Filed suspicious transactions to JFIUs and ensured to provide complete information on queries Submitted annual compliance and quarterly risk reports to Board of directors Ensured compliance review and risk analysis for new business products and ties ups Trained and updated front line staff as well as senior management with AML laws of the company Promoted and enforced Achievements: • Employee of the year--2016 • HK Compliance --won award for best performance in APAC UAE Exchange--for compliance --2016 • Successfully completed training initiative--SPECTRUM (NAME OF MY PROGRAM) Show less
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Union Bank of India
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Banking
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700 & Above Employee
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Law Officer
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Jul 2010 - Aug 2014
Job Purpose: • Handling more than 100 recovery cases of the Bank. • Monitored and vetting all the documents for Bank High Court cases and cases at Supreme Court. • Represented Bank for all consumer forum cases. • Represented Bank case for complains at Reserve Bank of India and Banking Ombudsman of Hyderabad. • To Initiate and follow up SARFAESIA action against NPA clientele. • Legal adviser for more than 60 branches. • Legal advising and vetting of loan documents for corporate Banking. Show less
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Intern
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Sep 2009 - Oct 2009
Project report and presentation on “ Validity of clauses excluding liability in Bank Forms with special emphasis on ICICI Forms" Project report and presentation on “ Validity of clauses excluding liability in Bank Forms with special emphasis on ICICI Forms"
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Amarchand & Mangaldas & Suresh A Shroff & Co
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India
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Law Practice
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100 - 200 Employee
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Intern
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Jun 2009 - Jun 2009
Research on Property laws, reviewed and suggested few changes in client agreements and prepared a report on various Acts Karnataka Rent Control Act 2001 Tamil Nadu Buildings (Lease and Rent Control) Act 1960 Public Premises (Eviction of Unauthorized Occupants) Act 1971 Transfer of Property Act 1882 Environment Act Air Prevention and Control of Pollution 1981 Water Prevention and Control of Pollution Act 1974, etc. Research on Property laws, reviewed and suggested few changes in client agreements and prepared a report on various Acts Karnataka Rent Control Act 2001 Tamil Nadu Buildings (Lease and Rent Control) Act 1960 Public Premises (Eviction of Unauthorized Occupants) Act 1971 Transfer of Property Act 1882 Environment Act Air Prevention and Control of Pollution 1981 Water Prevention and Control of Pollution Act 1974, etc.
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Luthra & Luthra Law Offices
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India
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1 - 100 Employee
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Intern
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May 2009 - May 2009
o Researched , reviewed and suggested few changes in client agreements and presented a paper on “SEZ (Special Economic Zone)” and assisted in making modifications to the SEZ Developer Agreement. o Researched and submitted a paper on Double Taxation Avoidance Agreement (DTAA)—Mauritius or Cyprus? o Researched , reviewed and suggested few changes in client agreements and presented a paper on “SEZ (Special Economic Zone)” and assisted in making modifications to the SEZ Developer Agreement. o Researched and submitted a paper on Double Taxation Avoidance Agreement (DTAA)—Mauritius or Cyprus?
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Dua Associates
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Accounting
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1 - 100 Employee
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Intern
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Jun 2008 - Jun 2008
o Researched on Law relating to Civil Procedure Code, Transfer of Property Act, Company Law and Labour Laws. o Researched on Law relating to Civil Procedure Code, Transfer of Property Act, Company Law and Labour Laws.
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Fox Mandal
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India
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Law Practice
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1 - 100 Employee
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Intern
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May 2008 - May 2008
o Presented a paper on “Foreign Direct Investment in Real Estate”. o Presented a paper on “Public Private Partnership in India—with special focus on Andhra Pradesh”. o Presented a paper on “Foreign Direct Investment in Real Estate”. o Presented a paper on “Public Private Partnership in India—with special focus on Andhra Pradesh”.
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Singhania & Co LLP
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India
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Law Practice
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Intern
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Oct 2007 - Nov 2007
o Assisted in research on litigation matters, drafting and vetting of agreements, Company matters, Property matters. o Assisted in research on litigation matters, drafting and vetting of agreements, Company matters, Property matters.
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Intern
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May 2007 - Jul 2007
o Assisted in research of litigation matters. o Prepared a report on drafting of agreements—Lease Deed, Sale Deed, Vakalatnama, Wills, Power of Attorney, Mortgage Deed, Gift, etc. o Assisted in research of litigation matters. o Prepared a report on drafting of agreements—Lease Deed, Sale Deed, Vakalatnama, Wills, Power of Attorney, Mortgage Deed, Gift, etc.
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Education
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2005 - 2010
Indian Law School (ILS), Pune, India
Bachelor of Laws (LL.B.), Corporate & Banking -
2003 - 2004
Villa Marie PG College For Women
intermediate, MEC--MATHS ECONOMICS & COMMERCE -
rosary convent high school
school, 82.33%
Community
