Associate | Digital Technology & Business Operations

• Nov 2022 - Present

Associate

• Dec 2019 - Dec 2021

Working with Small team to achieve client portfolio performance, and complete client satisfaction. Analysis through dissection of Market, Sector, Geographic, and Client Portfolio performance. Benchmark Creation and performance attribution of previous mentioned values for additional scrutiny. Trade Calculation and execution completed at the Individual and "Bulk" Client level, according to Compliance and Client imposed trading restrictions. Organization and Participation of client meetings, Financial Plans, Partner Meetings (Example: Estate Plan - including Account Opening, Client On-Boarding & Know Your Client (KYC). Account Administration and Reporting complete in timely fashion and according to Compliance Guidelines. Working in-office as well as remote work, without diverging from normal guidelines, performance or protocol. Show less

Advisor

• Sep 2017 - Dec 2019

Client Relationship building/management in both acquisition & retention. Solution based approach through first understanding the financial picture and goals of clients. Tailored investment advice to clients for growth of net worth. Financing solutions while ensuring proper due diligence and risk management. Strong focus on communication to client and within team. Upholding required compliance.Mutual Fund Representative licensed.

Front Line Advisor

• Jun 2016 - Sep 2017

Cash & Accounting Responsibilities. Enhanced due diligence in protecting client information and finances. Compliance - proper reporting standards and cash management at individual & branch level. Leader in client and team digital solutions & support.