Deborah Richard, CPA
Certified Small Business Development Coach at Grand Junction Business Incubator Center- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
Certified Public Accountant (Inactive Status)
California State Board of Accountancy
Experience
-
Grand Junction Business Incubator Center
-
United States
-
Professional Training and Coaching
-
100 - 200 Employee
-
Certified Small Business Development Coach
-
Dec 2016 - Present
Help new and existing business owners/managers launch, grow and maintain successful business enterprises. Assist entrepreneurs in the development and maintenance of marketing, accounting, manufacturing, customer service, administrative and operational functions including business planning, budgeting and personnel management. Help new and existing business owners/managers launch, grow and maintain successful business enterprises. Assist entrepreneurs in the development and maintenance of marketing, accounting, manufacturing, customer service, administrative and operational functions including business planning, budgeting and personnel management.
-
-
-
Oasis Solutions (Consulting Services)
-
Grand Junction, Colorado
-
President and Owner
-
2016 - Present
Special projects including interim role as Chief Financial Officer, Controller and/or Compliance officer, Compliance Projects (recently completed) for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Projects included update of compliance manual, preparation of Form ADV and Form PF, risk analysis assessment, a comprehensive review of cyber security and internal audits in the areas of… Show more Special projects including interim role as Chief Financial Officer, Controller and/or Compliance officer, Compliance Projects (recently completed) for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Projects included update of compliance manual, preparation of Form ADV and Form PF, risk analysis assessment, a comprehensive review of cyber security and internal audits in the areas of marketing, best execution, insider trading, anti-money laundering, electronic communications, recordkeeping, pay to play activities, conflicts of interest and various other business areas. Legal Assistance for private equity firm (current project). Services include review and commentary on business reorganization and strategic planning agreements. Show less Special projects including interim role as Chief Financial Officer, Controller and/or Compliance officer, Compliance Projects (recently completed) for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Projects included update of compliance manual, preparation of Form ADV and Form PF, risk analysis assessment, a comprehensive review of cyber security and internal audits in the areas of… Show more Special projects including interim role as Chief Financial Officer, Controller and/or Compliance officer, Compliance Projects (recently completed) for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Projects included update of compliance manual, preparation of Form ADV and Form PF, risk analysis assessment, a comprehensive review of cyber security and internal audits in the areas of marketing, best execution, insider trading, anti-money laundering, electronic communications, recordkeeping, pay to play activities, conflicts of interest and various other business areas. Legal Assistance for private equity firm (current project). Services include review and commentary on business reorganization and strategic planning agreements. Show less
-
-
-
Fisher Lynch Capital LLC
-
San Mateo, California
-
Chief Financial Officer/Chief Compliance Officer
-
2006 - 2015
Chief Financial Officer/Chief Compliance Officer for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Responsibilities included regulatory compliance, treasury, accounting, tax compliance, human resources, and investment valuations including the preparation of audit memorandums. Chief Financial Officer/Chief Compliance Officer for a $2 billion SEC registered international private equity firm investing in buyout funds, venture capital funds, and sponsored co-investment funds. Responsibilities included regulatory compliance, treasury, accounting, tax compliance, human resources, and investment valuations including the preparation of audit memorandums.
-
-
-
Golden Gate University
-
United States
-
Higher Education
-
300 - 400 Employee
-
Adjunct Professor
-
2004 - 2012
Adjunct Professor for graduate and undergraduate level courses in finance, accounting and venture capital investing both in the classroom and on-line. Adjunct Professor for graduate and undergraduate level courses in finance, accounting and venture capital investing both in the classroom and on-line.
-
-
-
Oasis Solutions, Inc. (Outsourcing and Consulting Services)
-
Pleasanton, California
-
President and Owner
-
1994 - 2005
President/Owner of a registered SEC transfer agent providing outsourcing services to sponsors of real estate limited partnerships, REITs, and broker dealers trading real estate partnerships in the secondary market. Services included maintenance of ownership records for investors, quarterly distribution and annual K-1 tax processing, filing of over 1,200 annual state/federal tax returns, accounting, book record transfer and trade settlement for approximately 14,000 secondary market transactions… Show more President/Owner of a registered SEC transfer agent providing outsourcing services to sponsors of real estate limited partnerships, REITs, and broker dealers trading real estate partnerships in the secondary market. Services included maintenance of ownership records for investors, quarterly distribution and annual K-1 tax processing, filing of over 1,200 annual state/federal tax returns, accounting, book record transfer and trade settlement for approximately 14,000 secondary market transactions or $60 million in annual trading volume. Portfolio analyst for real estate partnerships owning direct interests in retail, commercial and residential HUD properties nationwide. Responsibilities included valuation of real estate properties held by underlying investment funds using discounted cash flow models and available cap rates, monitoring performance of property managers, collection of dividends, review of economics related to property sales and preparation of financial reports. Designed and developed real estate valuation software for annual ERISA reporting. Outsourcing business sold October 2000. Company continued as a consulting firm until 2006. Interim Chief Financial Officer/Controller • Offshore outsourcing firm with operations in India and the Philippines • Storage technology start-up with operations in US, Japan and China. • Technology investment firm with SEC registered funds holding $1.3 billion in assets • Real estate investment firm with $500+ million in assets Restructuring Consultant hired by a $2 billion venture capital firm to supervise turnaround operations for a professional services company with 200 employees providing technology consulting to fortune 500 clients. Developed emergency plan, which resulted in downsizing of operations, a partial sale of assets, and a subsequent merger of remaining activities. Show less President/Owner of a registered SEC transfer agent providing outsourcing services to sponsors of real estate limited partnerships, REITs, and broker dealers trading real estate partnerships in the secondary market. Services included maintenance of ownership records for investors, quarterly distribution and annual K-1 tax processing, filing of over 1,200 annual state/federal tax returns, accounting, book record transfer and trade settlement for approximately 14,000 secondary market transactions… Show more President/Owner of a registered SEC transfer agent providing outsourcing services to sponsors of real estate limited partnerships, REITs, and broker dealers trading real estate partnerships in the secondary market. Services included maintenance of ownership records for investors, quarterly distribution and annual K-1 tax processing, filing of over 1,200 annual state/federal tax returns, accounting, book record transfer and trade settlement for approximately 14,000 secondary market transactions or $60 million in annual trading volume. Portfolio analyst for real estate partnerships owning direct interests in retail, commercial and residential HUD properties nationwide. Responsibilities included valuation of real estate properties held by underlying investment funds using discounted cash flow models and available cap rates, monitoring performance of property managers, collection of dividends, review of economics related to property sales and preparation of financial reports. Designed and developed real estate valuation software for annual ERISA reporting. Outsourcing business sold October 2000. Company continued as a consulting firm until 2006. Interim Chief Financial Officer/Controller • Offshore outsourcing firm with operations in India and the Philippines • Storage technology start-up with operations in US, Japan and China. • Technology investment firm with SEC registered funds holding $1.3 billion in assets • Real estate investment firm with $500+ million in assets Restructuring Consultant hired by a $2 billion venture capital firm to supervise turnaround operations for a professional services company with 200 employees providing technology consulting to fortune 500 clients. Developed emergency plan, which resulted in downsizing of operations, a partial sale of assets, and a subsequent merger of remaining activities. Show less
-
-
-
The Liquidity Fund Companies
-
Emeryville, California
-
Chief Financial Officer
-
1987 - 1993
Chief Financial Officer/Chief Compliance Officer for a sponsor of 45 private real estate syndications with over $130 million of assets under management, self-clearing broker dealer in the real estate limited partnership secondary market with almost $40 million in annual trading volume and publisher of real estate market research. Responsibilities included supervision of broker dealer operations, regulatory compliance, treasury, accounting, tax compliance, human resources and data processing… Show more Chief Financial Officer/Chief Compliance Officer for a sponsor of 45 private real estate syndications with over $130 million of assets under management, self-clearing broker dealer in the real estate limited partnership secondary market with almost $40 million in annual trading volume and publisher of real estate market research. Responsibilities included supervision of broker dealer operations, regulatory compliance, treasury, accounting, tax compliance, human resources and data processing functions. Systems Analyst responsible for design and implementation of computerized operations and accounting systems. Systems included 1) partnership clearing and settlement software for processing title transfer, tracking distributions and maintaining customer accounts, and 2) transfer agent software for processing ownership transfers, distributions, and tax information. Show less Chief Financial Officer/Chief Compliance Officer for a sponsor of 45 private real estate syndications with over $130 million of assets under management, self-clearing broker dealer in the real estate limited partnership secondary market with almost $40 million in annual trading volume and publisher of real estate market research. Responsibilities included supervision of broker dealer operations, regulatory compliance, treasury, accounting, tax compliance, human resources and data processing… Show more Chief Financial Officer/Chief Compliance Officer for a sponsor of 45 private real estate syndications with over $130 million of assets under management, self-clearing broker dealer in the real estate limited partnership secondary market with almost $40 million in annual trading volume and publisher of real estate market research. Responsibilities included supervision of broker dealer operations, regulatory compliance, treasury, accounting, tax compliance, human resources and data processing functions. Systems Analyst responsible for design and implementation of computerized operations and accounting systems. Systems included 1) partnership clearing and settlement software for processing title transfer, tracking distributions and maintaining customer accounts, and 2) transfer agent software for processing ownership transfers, distributions, and tax information. Show less
-
-
-
-
Chief Financial Officer
-
1983 - 1986
Chief Financial Officer for the Quinoco Companies (later acquired by Angeles Corporation), an oil and gas syndicator with $450 million of assets under management in a publicly traded master limited partnership with annual revenue of $60 million. Responsibilities included supervision of accounting, data processing, cash management, budgeting, SEC and tax compliance, human resources and internal audit (supervised 90 employees). Acquisition team leader responsible for consolidation of… Show more Chief Financial Officer for the Quinoco Companies (later acquired by Angeles Corporation), an oil and gas syndicator with $450 million of assets under management in a publicly traded master limited partnership with annual revenue of $60 million. Responsibilities included supervision of accounting, data processing, cash management, budgeting, SEC and tax compliance, human resources and internal audit (supervised 90 employees). Acquisition team leader responsible for consolidation of operational functions. Implemented oil and gas accounting system. Show less Chief Financial Officer for the Quinoco Companies (later acquired by Angeles Corporation), an oil and gas syndicator with $450 million of assets under management in a publicly traded master limited partnership with annual revenue of $60 million. Responsibilities included supervision of accounting, data processing, cash management, budgeting, SEC and tax compliance, human resources and internal audit (supervised 90 employees). Acquisition team leader responsible for consolidation of… Show more Chief Financial Officer for the Quinoco Companies (later acquired by Angeles Corporation), an oil and gas syndicator with $450 million of assets under management in a publicly traded master limited partnership with annual revenue of $60 million. Responsibilities included supervision of accounting, data processing, cash management, budgeting, SEC and tax compliance, human resources and internal audit (supervised 90 employees). Acquisition team leader responsible for consolidation of operational functions. Implemented oil and gas accounting system. Show less
-
-
-
PwC
-
Professional Services
-
700 & Above Employee
-
Audit Manager
-
1980 - 1982
Audit Manager for a Big 4 accounting firm. Responsibilities included audits and SEC public offerings for U.S. and international firms, business reviews, tax returns and internal control studies. Industry experience included oil and gas, high-tech and manufacturing. Audit Manager for a Big 4 accounting firm. Responsibilities included audits and SEC public offerings for U.S. and international firms, business reviews, tax returns and internal control studies. Industry experience included oil and gas, high-tech and manufacturing.
-
-
-
Altschuler, Melvoin and Glasser
-
Chicgo, Illinois
-
Audit Senior
-
1978 - 1980
Audit Senior for CPA firm with 150 professional staff. Responsibilities included full scope audits, preparation of tax returns, and small business consulting. Industry experience included manufacturing, real estate, banking, and nonprofit organizations. Audit Senior for CPA firm with 150 professional staff. Responsibilities included full scope audits, preparation of tax returns, and small business consulting. Industry experience included manufacturing, real estate, banking, and nonprofit organizations.
-
-
Education
-
2001 - 2003
Golden Gate University, Edward S. Ageno School of Business
Master of Science (M.S.), Finance, General -
1974 - 1978
Elmhurst College
Bachelor of Science (B.S.), Accounting
Community
