Experience

Citizens National Bank, NA

• Senior Vice President & Compliance Officer

  Shreveport, Louisiana, United States -Development & implementation of overall Compliance Management System (CMS) * Responsible for consumer compliance, state & federal laws, community reinvestment * Involved in anti-money laundering, information security, vendor management programs * Development of policies, procedures, and internal controls * Review of products, services, disclosures, advertisements, vendors * Overall risk management – assessment, mitigation, monitoring * In depth study of rules… Show more -Development & implementation of overall Compliance Management System (CMS) * Responsible for consumer compliance, state & federal laws, community reinvestment * Involved in anti-money laundering, information security, vendor management programs * Development of policies, procedures, and internal controls * Review of products, services, disclosures, advertisements, vendors * Overall risk management – assessment, mitigation, monitoring * In depth study of rules, regulations, and laws to develop CMS * Responsible for researching and responding to compliance inquiries and concerns -Administration of internal & external audit function -Management of compliance & bank training program -Serve on various committees: BSA/AML, information security, vendor management, credit policy, new products/services -Manage CRA program as CRA Officer Show less

• Vice President / Compliance & BSA Officer

  • Apr 2014 - Jun 2022

  Bossier City, LA -Development & implementation of overall Compliance Management System (CMS) * Responsible for consumer compliance, state & federal laws, community reinvestment * Involved in anti-money laundering, information security, vendor management programs * Development of policies, procedures, and internal controls * Review of products, services, disclosures, advertisements, vendors * Overall risk management – assessment, mitigation, monitoring * In depth study of rules… Show more -Development & implementation of overall Compliance Management System (CMS) * Responsible for consumer compliance, state & federal laws, community reinvestment * Involved in anti-money laundering, information security, vendor management programs * Development of policies, procedures, and internal controls * Review of products, services, disclosures, advertisements, vendors * Overall risk management – assessment, mitigation, monitoring * In depth study of rules, regulations, and laws to develop CMS * Responsible for researching and responding to compliance inquiries and concerns -Administration of internal & external audit function -Management of compliance & bank training program -Serve on various committees: BSA/AML, information security, vendor management, credit policy, new products/services Show less



Citizens 1st Bank

• United States
• Banking
• 1 - 100 Employee

• Vice President / Compliance Officer

  • Jun 2012 - Mar 2014

  Nacogdoches, TX -Development & implementation of overall Compliance Management System (CMS) -Administration of internal & external audit function -Management of compliance & bank training program -Overall & compliance risk management -Involved in management of bank secrecy act / anti-money laundering program -Development & management of bank website



Huntington State Bank

• Banking
• 1 - 100 Employee

• Compliance & Security Officer, AVP

  • Jun 2006 - Jun 2012

  Nacogdoches, TX -Development & implementation of overall Compliance Management System (CMS) -Administration of internal & external audit function -Management of compliance & bank training program -Overall & compliance risk management -Development & implementation of physical security program; fraud & identity theft prevention program; & bank secrecy act / anti-money laundering program



Regions Bank

• United States
• Banking
• 700 & Above Employee

• Credit Analyst

  • Feb 2004 - May 2006

  Nacogdoches, TX -Credit analysis & loan officer support -Ensured compliance with consumer regulations -Compliance training administration



Drive Financial Services

• Financial Services
• 1 - 100 Employee

• Compliance Analyst

  • Jan 2002 - Jan 2004

  Dallas/Fort Worth Area -Communication with auto dealerships and consumers to ensure collectability -Ensured compliance of consumer contracts