David Ririe

Director, EMEA at MCO (MyComplianceOffice)
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Contact Information
us****@****om
(386) 825-5501
Location
UK
Languages
  • German -

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5.0

/5.0
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Graeme R.

I am confident David will continue to be an asset wherever he goes - his work with us at Antal was excellent.

Marcus Knoess

David is a most ambitious invidual, as seen by his commitment to further education and also undertaking a full time sales job. He performed well and pursued a career in the financial markets after completing his MBA. We were sorry to see him go.

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Credentials

  • MBA
    FOM, Frankfurt
    Sep, 2006
    - Nov, 2024

Experience

    • United States
    • Software Development
    • 100 - 200 Employee
    • Director, EMEA
      • Nov 2022 - Present

      MCO (MyComplianceOffice) provides compliance management software helping firms identify conflicts of interest to address conduct risk easily and consistently. Modules cover Anti-Bribery & Corruption, Environmental, Social and Governance (ESG) Compliance, Senior Managers & Certification Regime (SMCR), Cryptocurrency Compliance, Conduct Risk and Conflict of Interest Management. MCO (MyComplianceOffice) provides compliance management software helping firms identify conflicts of interest to address conduct risk easily and consistently. Modules cover Anti-Bribery & Corruption, Environmental, Social and Governance (ESG) Compliance, Senior Managers & Certification Regime (SMCR), Cryptocurrency Compliance, Conduct Risk and Conflict of Interest Management.

    • United States
    • Software Development
    • 1 - 100 Employee
    • EMEA Sales Director
      • Sep 2020 - Nov 2022

      Providing high-performance regulatory technology solutions for a broad range of clients with trade surveillance, compliance and market risk needs across multiple asset classes, including global equities, options, futures, foreign exchange (FX), fixed income and digital assets. Eventus ingests, normalises and reconciles data from exchanges, brokers and vendors which is combined with proprietary client data to create a holistic picture of activity. Providing high-performance regulatory technology solutions for a broad range of clients with trade surveillance, compliance and market risk needs across multiple asset classes, including global equities, options, futures, foreign exchange (FX), fixed income and digital assets. Eventus ingests, normalises and reconciles data from exchanges, brokers and vendors which is combined with proprietary client data to create a holistic picture of activity.

    • Software Development
    • 1 - 100 Employee
    • UK Sales Director
      • Mar 2017 - Aug 2020

      Member of Senior Leadership Team Providing Market Abuse Monitoring, Global Control Room, Trade Surveillance, Personal Account Dealing, Capital Markets Compliance, Energy & Commodity Surveillance, Best Execution and Market Conformity Checking. Supporting a diverse range of global clients including banks, brokers, asset managers, exchanges, regulators and energy companies. Member of Senior Leadership Team Providing Market Abuse Monitoring, Global Control Room, Trade Surveillance, Personal Account Dealing, Capital Markets Compliance, Energy & Commodity Surveillance, Best Execution and Market Conformity Checking. Supporting a diverse range of global clients including banks, brokers, asset managers, exchanges, regulators and energy companies.

    • Canada
    • Software Development
    • 700 & Above Employee
    • Global Account Manager, Strategic Client Solutions
      • Nov 2013 - Feb 2017

      Developing and delivering intelligent information and solutions for professionals, connecting and empowering global markets. Helping financial organisations prosper through managing, protecting, and driving the value of their Intellectual Property. Supporting corporate governance, addressing risks, and ensuring compliance in regulated markets. 2016: Global Account Manager, Strategic Client Solutions, London 2015: Account Manager, Frankfurt 2014: Direct Account Manager, Geneva Developing and delivering intelligent information and solutions for professionals, connecting and empowering global markets. Helping financial organisations prosper through managing, protecting, and driving the value of their Intellectual Property. Supporting corporate governance, addressing risks, and ensuring compliance in regulated markets. 2016: Global Account Manager, Strategic Client Solutions, London 2015: Account Manager, Frankfurt 2014: Direct Account Manager, Geneva

    • France
    • Software Development
    • 700 & Above Employee
    • Business Development Manager
      • Jan 2011 - Nov 2013

      Linedata Beauchamp, our flagship hedge fund management offering, gives asset managers total control of portfolios and transactions, from the front office straight through to the back office. Designed specifically to meet the needs of the alternative investment community, it supports multi-currency, multi-asset class and multi-strategy investing. Linedata Beauchamp, our flagship hedge fund management offering, gives asset managers total control of portfolios and transactions, from the front office straight through to the back office. Designed specifically to meet the needs of the alternative investment community, it supports multi-currency, multi-asset class and multi-strategy investing.

    • United States
    • Information Services
    • 200 - 300 Employee
    • Director, Institutional Sales
      • Aug 2009 - Dec 2010

      Sales and account management connecting hedge funds with industry experts through telephone consultations, in-person meetings, and roundtable discussions to facilitate primary research. Sales and account management connecting hedge funds with industry experts through telephone consultations, in-person meetings, and roundtable discussions to facilitate primary research.

    • United States
    • Financial Services
    • 100 - 200 Employee
    • European Account Director
      • Jun 2005 - Aug 2009

      Capital markets + corporate sales enabling sell side institutions and listed companies to target buy side investors. Capital markets + corporate sales enabling sell side institutions and listed companies to target buy side investors.

    • United Kingdom
    • Staffing and Recruiting
    • 700 & Above Employee
    • Consultant
      • Oct 2000 - Dec 2004

      Sales, Business Development and Account Management, placing banking professionals Sales, Business Development and Account Management, placing banking professionals

Education

  • FOM University of Applied Sciences for Economics and Management
    MBA, International Financial Management
    2002 - 2004
  • Fachhochschule Bochum
    BA (Hons) Dipl FH, Business in Europe - German, English
    1996 - 2000
  • Sir William Borlase´s Grammar School
    A-Levels, Business Studies, German, Biology, AS-Level: Computing. 11 GCSE´s
    1989 - 1996

Community

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