Experience

国泰君安国际 Guotai Junan International

• Hong Kong
• Financial Services
• 200 - 300 Employee

• Operations Manager

  • Jun 2021 - Present

  - Manage daily operations on Corporate Actions for Bonds and OTC markets - Participated in project for streaming Corporate Actions workflow and achieved higher degree of automation - Handle distributions of coupon payment / Redemption / Tender Offer etc in both Euroclear and In-house system - Handled Corporate Action instruction to Euroclear and status monitoring - Reconcile stock & cash positions with respect to Corporate Actions - Manage daily operations on Corporate Actions for Bonds and OTC markets - Participated in project for streaming Corporate Actions workflow and achieved higher degree of automation - Handle distributions of coupon payment / Redemption / Tender Offer etc in both Euroclear and In-house system - Handled Corporate Action instruction to Euroclear and status monitoring - Reconcile stock & cash positions with respect to Corporate Actions



Haitong International Securities Group Limited

• Hong Kong
• Financial Services
• 700 & Above Employee

• Operations Manager

  • Jul 2018 - Aug 2021

  - Managed a six-person team to ensure completeness of daily tasks and proper job tasks allocation - Provided trade supports for Fixed Income and OTC Products e.g. Bond and Repo, CDS, TRS, IRS - Monitored corporate actions for Bonds and took follow-up actions for different events (e.g. Tender offer, Exchange offer, Fungibility) - Monitored new issue settlement as B&D agent and completed payment of new issue proceeds to issuer - Participated in projects for system upgrade, Euroclear user platform (Easyway) migration and monitored the status of UAT progress Show less



KGI Asia 凱基亞洲

• Hong Kong
• Financial Services
• 200 - 300 Employee

• Operations Manager

  • Jun 2012 - Jul 2018

  - Provided trade supports for Fixed Income and OTC Products - Monitored trade settlement status in Clearstream / Euroclear and took follow-up actions for failed trades - Processed cash payment with counterparts, e.g. coupon, swap fixing, margin call - Implemented workflow control over daily settlement tasks - Provided trade supports for Fixed Income and OTC Products - Monitored trade settlement status in Clearstream / Euroclear and took follow-up actions for failed trades - Processed cash payment with counterparts, e.g. coupon, swap fixing, margin call - Implemented workflow control over daily settlement tasks