Experience

Apax

• Venture Capital and Private Equity Principals
• 200 - 300 Employee

• Compliance Associate

  • Sep 2022 - Present

  Liaise with the lawyers and the CSSF to obtain the AIFM licence Establish, implement and maintain effective policies and procedures in relation to compliance, AML/CTF, control of delegations Performance of the compliance work program and preparation of compliance reports to the attention of Conducting Officers Contribute to the preparation of compliance, AML/CTF and fund annual reports, other investor and public disclosures, such as describing the principal risks, economic and other uncertainties to which the Funds are exposed Assist with oversight of delegated portfolio management functions performed by global affiliates, including in relation to due diligence processes and sustainibility risk management processes Perform various compliance and AML controls in each of the AIFM processes Perform RC duties in relation to the managed Funds Show less



Lemanik Asset Management S.A.

• Luxembourg
• Financial Services
• 1 - 100 Employee

• AML/CTF Compliance Advisor

  • Jan 2021 - Sep 2022

  Act as RC for AIF or UCITS funds: preparation of the RC reports and participation to the Board of Directors Handling the hits/high risk accounts escalations from the Transfer Agent Set and Update AML policy, AML risk appetite, AML risk assessment for each fund Ensure review of FATCA/CRS reports and ensure filing with regulatory authority On site Due Diligence of the different Transfer Agents Assist in consolidation and reporting to CSSF/AED Act as RC for AIF or UCITS funds: preparation of the RC reports and participation to the Board of Directors Handling the hits/high risk accounts escalations from the Transfer Agent Set and Update AML policy, AML risk appetite, AML risk assessment for each fund Ensure review of FATCA/CRS reports and ensure filing with regulatory authority On site Due Diligence of the different Transfer Agents Assist in consolidation and reporting to CSSF/AED



Societe Generale Securities Services - SGSS

• France
• Financial Services
• 700 & Above Employee

• Transfer agent Dealing & AML/KYC PERE

  • Jan 2018 - Dec 2019

  Review of acount opening documentation including analytical risk assessment for new client accounts Process and control of capital calls, distributions, subscriptions, redemptions and transfers Assist in year-end audit (internal and client level audits) Be the contact point for any questions regarding the shareholders register Carry on reporting activities for clients and investors Follow the launch of new funds Review of acount opening documentation including analytical risk assessment for new client accounts Process and control of capital calls, distributions, subscriptions, redemptions and transfers Assist in year-end audit (internal and client level audits) Be the contact point for any questions regarding the shareholders register Carry on reporting activities for clients and investors Follow the launch of new funds



Divacore

• France
• Computers and Electronics Manufacturing
• 1 - 100 Employee

• Marketing Project Manager

  • Jan 2016 - Dec 2017