Head of Compliance

• Jul 2022 - Present

Head of Compliance and large pet insurance organisation with a number of high profile partners

Compliance Manager

• Mar 2018 - Present

Head Of Compliance

• Jul 2022 - Oct 2022

Head of Compliance and large pet insurance organisation with a number of high profile partners

Controls Manager Compliance

• Jan 2017 - Feb 2018

Provision of Information, Advice and Guidance provision on regulatory matters across business at all levels Design and carry out Compliance Assessments for areas impacted by regulatory risk. Risk assessment of findings and recommendations for improvements. Assessment of activities carried out as a result of reviews. Engagement with key stakeholders on findings and designing improvements to improve control environment

Head Of Compliance Monitoring

• Jan 2016 - Dec 2016

Management of the VWFS Compliance Monitoring Team. Devising and delivery of the Regulatory Compliance monitoring Plan providing assurance to the Board of Management that it is meeting its regulatory requirements Advice and Guidance on Regulatory and Conduct Matters

Compliance Monitoring

• Nov 2014 - Jan 2016

Design and carry out Compliance Assessments for areas impacted by regulatory risk. Risk assessment of findings and recommendations for improvements. Assessment of activities carried out as a result of reviews. Engagement with key stakeholders on findings and designing improvements to improve control environment Design and carry out Compliance Assessments for areas impacted by regulatory risk. Risk assessment of findings and recommendations for improvements. Assessment of activities carried out as a result of reviews. Engagement with key stakeholders on findings and designing improvements to improve control environment

Operations Control Manager - UK & Southern Europe Cards Fraud - Secondment

• Jun 2014 - Nov 2014

Responsible for the integrity of the Supplier audit function. Responsible for reviewing audit results to identify opportunities for automation in support of a more robust control framework and assist in the development of audit programs. Conducting formal risk assessments. Acts as a central point of contact and leads the Control agenda for all Fraud UK Operational Suppliers and ‘service’ suppliers. Organises and attends multiple national supplier control visits. Acts… Show more Responsible for the integrity of the Supplier audit function. Responsible for reviewing audit results to identify opportunities for automation in support of a more robust control framework and assist in the development of audit programs. Conducting formal risk assessments. Acts as a central point of contact and leads the Control agenda for all Fraud UK Operational Suppliers and ‘service’ suppliers. Organises and attends multiple national supplier control visits. Acts as formal point person for annual audit schedule, control validations, risk assessments, consultant support and external review requests. Works with all levels of management within UK Fraud Barclaycard to identify risk, scope audit programs, communicate issues, and track issues through to resolution. Leads adherence to the Change infrastructure for Control to ensure that the UK Fraud Control Framework and architecture is continuously updated. Supports the Operating Plan and consults on a formalised basis with Change agents & submitters on any Control aspect relating to change. Identifies and plans remediation of risks in close consideration of Barclaycard-generic legislative and regulatory compliance standards. Show less Responsible for the integrity of the Supplier audit function. Responsible for reviewing audit results to identify opportunities for automation in support of a more robust control framework and assist in the development of audit programs. Conducting formal risk assessments. Acts as a central point of contact and leads the Control agenda for all Fraud UK Operational Suppliers and ‘service’ suppliers. Organises and attends multiple national supplier control visits. Acts… Show more Responsible for the integrity of the Supplier audit function. Responsible for reviewing audit results to identify opportunities for automation in support of a more robust control framework and assist in the development of audit programs. Conducting formal risk assessments. Acts as a central point of contact and leads the Control agenda for all Fraud UK Operational Suppliers and ‘service’ suppliers. Organises and attends multiple national supplier control visits. Acts as formal point person for annual audit schedule, control validations, risk assessments, consultant support and external review requests. Works with all levels of management within UK Fraud Barclaycard to identify risk, scope audit programs, communicate issues, and track issues through to resolution. Leads adherence to the Change infrastructure for Control to ensure that the UK Fraud Control Framework and architecture is continuously updated. Supports the Operating Plan and consults on a formalised basis with Change agents & submitters on any Control aspect relating to change. Identifies and plans remediation of risks in close consideration of Barclaycard-generic legislative and regulatory compliance standards. Show less

Regulatory Compliance Monitoring Manager

• Jan 2012 - May 2014

Design and carry out Compliance Assessments for areas impacted by regulatory risk. Risk assesmsent of findings and recomendations for improvements. Assessment of activities carried out as a result of reviews.

Control Design Manager

• May 2009 - Jan 2012

Designed and Implemented new controls for a variety of different areas within Barclaycard such as new products/changes in product/controls required due to changes in financial regulations.

Operational Compliance Manager

• Jan 2007 - May 2009

Assurance testing of operational activities and controls over a wide area of financial operations such as Sales/Service/Fraud/Collections/Complaints Assurance testing of operational activities and controls over a wide area of financial operations such as Sales/Service/Fraud/Collections/Complaints