Experience

Spartan Capital Securities, LLC

• United States
• Financial Services
• 1 - 100 Employee

• Trading Specialist/Market surveilance

  • Jan 2018 - Present

• Trading Specialist

  • Jan 2018 - Present



Celadon Financial Group

• United States
• Financial Services
• 1 - 100 Employee

• Equity Trader/High net worth customer contact

  • Jun 2016 - Dec 2016

  Sales Trader/Market Maker • Client advocate. Focusing on highly customized customer service and order execution. • Coordinated and segregated complex often competing orders from competing clients while maintaining confidentiality. • Made markets. • Kept meticulous records on P/L for monthly reconciliation. Sales Trader/Market Maker • Client advocate. Focusing on highly customized customer service and order execution. • Coordinated and segregated complex often competing orders from competing clients while maintaining confidentiality. • Made markets. • Kept meticulous records on P/L for monthly reconciliation.



Buckman Buckman & Reid

• United States
• Financial Services
• 1 - 100 Employee

• Equity Trader/ Customer relations

  • Apr 2014 - Jun 2016

  • Hired as relationship manager for key client. • Oversaw trade relationship for 10 to 100 million share trades on a typical day. • Gained new relationships as key client business declined. • Managed competing clients while maintaining high client satisfaction. • Hired as relationship manager for key client. • Oversaw trade relationship for 10 to 100 million share trades on a typical day. • Gained new relationships as key client business declined. • Managed competing clients while maintaining high client satisfaction.



Rodman & Renshaw

• Investment Banking
• 1 - 100 Employee

• vice president inst. trading/sales trader

  • May 2011 - Aug 2012

  • Clients included high net worth, small and midsized institutions with focus on PIPE investments. (Private Investment Public Entity). • Market maker for NYSE down to pink sheet securities with highly profitable P/l. • Focused on Due diligence, financial statements and other research in my assigned companies. • Clients included high net worth, small and midsized institutions with focus on PIPE investments. (Private Investment Public Entity). • Market maker for NYSE down to pink sheet securities with highly profitable P/l. • Focused on Due diligence, financial statements and other research in my assigned companies.



Hudson Securities

• Financial Services
• 1 - 100 Employee

• institutional sales trader

  • May 2010 - May 2011

  VP Trading and Risk • Key account manager/sales trader for sensitive and particular clients. • Developed outstanding relationships with market makers to create win-win scenarios for clients and the firms P/L. • Simultaneously developed risk trading process for the firm and supporting market makers with my perspective of risk/reward analysis for their own list. VP Trading and Risk • Key account manager/sales trader for sensitive and particular clients. • Developed outstanding relationships with market makers to create win-win scenarios for clients and the firms P/L. • Simultaneously developed risk trading process for the firm and supporting market makers with my perspective of risk/reward analysis for their own list.



Domestic Securities

• Financial Services
• 1 - 100 Employee

• market maker/ customer relations expert

  • 2003 - 2010

  • Hired to handle the firms high net worth and hedge fund client business, mainly larger high-touch orders. • Given additional responsibilities to handle market making with my own P/L as well as handle key client accounts. • Hired to handle the firms high net worth and hedge fund client business, mainly larger high-touch orders. • Given additional responsibilities to handle market making with my own P/L as well as handle key client accounts.



m.h. meyerson

• Greater New York City Area

• Institutional Sales Trader/market maker

  • 1999 - 2003

  • Top 3 producer out of 200 market makers and sales traders, focusing on western U.S. client base. • Made markets in over 500 stocks on all exchanges. • Top 3 producer out of 200 market makers and sales traders, focusing on western U.S. client base. • Made markets in over 500 stocks on all exchanges.



vtr capital

• Greater New York City Area

• Trading Supervisor/ head trader/ Trading compliance

  • 1992 - 1999

  • Promoted to Head trader, then Trading Supervisor. • Promoted to principal of firm. • Appointed to trade all new issues. • Trading profits supported entire firm. Firm closed 4 months after I left. • Promoted to Head trader, then Trading Supervisor. • Promoted to principal of firm. • Appointed to trade all new issues. • Trading profits supported entire firm. Firm closed 4 months after I left.



quinn and company

• trader

  • 1983 - 1985