David L. Hunt

Chief Executive Officer of Securitize Markets, LLC at Securitize
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
Houston, Texas, United States, US

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now

Experience

  • Securitize
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Chief Executive Officer of Securitize Markets, LLC
      • Jun 2023 - Present

  • SeedInvest
    • United States
    • Venture Capital and Private Equity Principals
    • 1 - 100 Employee
    • Chief Compliance Officer
      • Nov 2021 - Jul 2023

      Houston, Texas, United States

  • Intercontinental Wealth Advisors
    • SVP, Chief Compliance Officer
      • Apr 2021 - Nov 2021

      San Antonio, Texas, United States

  • ONEFUND, LLC
    • Chief Compliance Officer
      • Jun 2020 - Apr 2021

      Houston, TX

  • iownit capital and markets, Inc.
    • United States
    • Financial Services
    • 1 - 100 Employee
    • President, Chief Compliance Officer, AMLCO
      • Feb 2018 - Apr 2021

      Houston, Texas

  • Sanders Morris Harris
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Chief Compliance Officer
      • Feb 2016 - Feb 2018

      Houston, Texas Area Managed the compliance function for both BD and RIA, as well as the registration and training function of the affiliated insurance agency.

  • Allianz Global Investors
    • Financial Services
    • 700 & Above Employee
    • Deputy Chief Compliance Officer
      • Jan 2008 - Sep 2015

      Dallas/Fort Worth Area Managed the the Compliance department staff, conducted in-person annual training for more than 600 employees, approved all domestic advertising, directed global policy harmonization initiatives.

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Chief Compliance Officer
      • Jan 2007 - Jan 2008

      Charlotte, North Carolina Area CCO for two RIAs within Wachovia Bank, which structured securities products. Reviewed all PPMs, conducted training to registered reps, maintained Form ADV, coordinated successful regulatory examinations, etc.

  • STI CLASSIC FUND SERVICES, INC.
    • United States
    • Deputy Chief Compliance Officer
      • Jun 2004 - Jan 2007

      Atlanta, Georgia, United States

  • Brazos Funds, Inc.
    • Deputy Chief Compliance Officer
      • Jun 2002 - Dec 2003

      Dallas, Texas, United States

  • Zone Trading Partners
    • Chief Compliance Officer
      • Jun 1999 - Jun 2002

      Austin, Texas, United States

Education

  • Albion College
    Bachelor of Arts - BA, Economics

Community

You need to have a working account to view this content. Click here to join now