Experience

Oberon Securities, LLC

• United States
• Investment Banking
• 1 - 100 Employee

• Managing Director

  • Jul 2018 - 5 years 6 months

  Greater New York City Area Middle market investment banking focused on capital raising, M&A and strategic advisory.



Murdock Capital Partners

• Managing Director

  • Sep 2016 - Jul 2018

  New York Lead the firm’s M&A advisory practice, source, manage and close transactions Source and provide corporate advisory and business development services



NSX Holdings (National Stock Exchange)

• Chairman

  • Feb 2014 - Dec 2016

  New York Chair of the Board of Directors  Guide the company’s business strategy and oversee corporate governance Director of the National Stock Exchange  Lead Director for Corporate Strategy and Business Development  Assure the Exchange is meeting its SEC mandated responsibilities  Guide and consult with management on the operations of the Exchange



Matrix Advisors

• Managing Director

  • 2011 - 2016

  New York Primary responsibility for sourcing Merchant Banking and Corporate Advisory Clients Work with Senior Partners to determine and execute on overall business development and operations Lead client and transaction teams



Investment Banking

• Vice President

  • Feb 1998 - Aug 2011

  New York Worked at various boutique investment banks as senior member of the investment banking team Structured and executed approximately $1 billion in equity and debt transactions Lead transactions teams for 27 IPOs Advised on over 20 buy and sell side mergers & acquisitions



Wealth Managment

• Vice President

  • Dec 1991 - Jan 1998

  New York Advised HNW and institutional investors on asset allocation Sourced and Recommended equity and debt direct investment opportunities