Experience

FMB Wealth Management

• United States
• Financial Services
• 1 - 100 Employee

• Chief Compliance Officer

  • Jul 2018 - Present

  Westlake Village, CA Manage enterprise risk to the business. Participate in risk strategy meetings, provide regulatory advice and updates on regulatory developments. Oversee licensing and compliance training for all employees.

• Chief Operations Officer (COO)

  • Jul 2017 - Present

  Lead all operational and IT initiatives with a focus on scaling company operations to achieve operating goals. Oversee the design/enhancement, implementation, reporting and oversight of the firm's day-to-day back office processes, systems, workflows and procedures. Play a critical role in ensuring that the firm is meeting its financial and service commitments.

• Operations Officer

  • Jul 2015 - Jul 2017

  Westlake Village, CA Oversees Investor Services which includes Client Relations and Operations.



Citibank, N.A.

• Brazil
• Banking
• 1 - 100 Employee

• Vice President and Branch Manager

  • Feb 2012 - Jun 2015

  West Hollywood, CA



Bank of the West

• Banking
• 1 - 100 Employee

• V.P. and Branch Manager

  • Jul 2008 - Apr 2012

  Responsible for the sales/service activities, marketing plan, operating budget, profitability and operational integrity of the branch. Provide overall leadership for the branch. Understand, communicate and work to achieve the mission of the Bank.



Citibank

• Banking
• 700 & Above Employee

• V.P./Trainer

  • Apr 2006 - Apr 2007

• V.P. and Fast Track Training Specialist

  • Apr 2005 - Apr 2006

  Managed and Directed the Fast Track Training program in the Greater Los Angeles Region, which included 10 Areas and 122 Financial Centers• Trained over 500 employees in the Licensed Personal Banker New Hire program. • Facilitated the Securities (Series 6 and 63) and Insurance licensing training program for Personal Bankers, Business Bankers and Financial Center Managers, from new hire date to end of 2 month study program.

• Sales Integration Specialist/AVP

  • Jan 2004 - Apr 2005

  Assisted the Area Manager in the Santa Monica Bay Area, consisting of 11 retail Financial Center teams.• Integrated sales teams consisting of different staff positions within Financial Centers including: FC Managers, Business and Personal Bankers, Operations Managers and service staff. • Conducted Area meetings to train, motivate staff and lead sales campaigns. • Received Region Manager’s Award , 3rd Quarter 2004. • Co-Facilitated Personal Banker licensing self-study… Show more Assisted the Area Manager in the Santa Monica Bay Area, consisting of 11 retail Financial Center teams.• Integrated sales teams consisting of different staff positions within Financial Centers including: FC Managers, Business and Personal Bankers, Operations Managers and service staff. • Conducted Area meetings to train, motivate staff and lead sales campaigns. • Received Region Manager’s Award , 3rd Quarter 2004. • Co-Facilitated Personal Banker licensing self-study program. • Advised management team on day-to-day operations of Financial Centers. • Identified training needs of Area sales team. • Coached and provided ongoing feedback to management and staff.