Project & Data Analytics Specialist

• Apr 2022 - Present

Compliance Specialist

• Mar 2021 - Apr 2022

Business Line Regulatory Review Manager, Vice President

• May 2014 - Jan 2021

USBancorp Fund Services – Regulatory Support Services, VP, BL Regulatory Review Manager Support both the USBFS and the investment advisory client’s Chief Compliance Officers with their respective compliance programs. Assist in the compliance review and risk assessment of the Multiple Series Trust (“MST”) compliance programs. • Responsible for conducting compliance testing of Custody business line to ensure compliance with mutual fund regulations and business line procedures • Provide written reports, summarizing findings and recommendations relating to the testing • Review the compliance programs of the MST investment advisory clients • Conduct annual on-site due diligence visits and maintain regular communications with the MST CCOs. Show less

Officer/Fee Team Manager

• Jul 2003 - May 2014

Budgeting, Financial Analysis, Reconciliation, project management, employee management Budgeting, Financial Analysis, Reconciliation, project management, employee management

Financial Analyst III

• Feb 1998 - Mar 2003

Responsible for financial support for Private Client Group business line with $320 million in non-interest income, $4 billion in loan balances, $5 billion in deposit balances, and $140 million in non-interest expense. Provided and researched variance analysis for monthly, quarterly, and annual results to forecast and plan. Participated in budget and monthly forecasts through financial modeling and use of Microsoft Access, Excel, and Hyperion Essbase. • Instrumental in creation of monthly forecast and annual budget to guide revenue growth for the Private Client Group’s trust and banking business. • Created, maintained, and analyzed High Level Trust Fee Accrual on a quarterly basis, which contributed to more accurate accounting of trust revenue flow. • Created various ad hoc financial reports for business line management to serve as a source of explanation for variances in revenue and expense results to support forecast and plan. • Modified and maintained trust revenue reporting tool to facilitate managements understanding of revenue flow and fluctuations on a monthly, quarterly, and annual basis. Show less

Broker Dealer Back Office Specialist

• Jun 1994 - Feb 1998

Monitored buy-ins, trade settlement, and securities lending. Assisted with vault audits. Monitored buy-ins, trade settlement, and securities lending. Assisted with vault audits.