Dave Ruths, CFP®, CKA®

Financial Advisor at IPI Wealth Management
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Contact Information
us****@****om
(386) 825-5501
Languages
  • English -
Skills

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Credentials

  • Qualified Kingdom Advisor
    Kingdom Advisors

Experience

  • Investment Planners, Inc. -- IPI Wealth Management, Inc.
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Financial Advisor
      • Sep 2008 - Present

      I offer fee-based financial planning and investment advisory services. As an independent Advisor, I am able to offer the appropriate tools for retirement planning, college savings goals and risk management. Securities offered through Investment Planners, Inc., member FINRA/SIPC. Investment advisory services offered through IPI Wealth Management, Inc. I offer fee-based financial planning and investment advisory services. As an independent Advisor, I am able to offer the appropriate tools for retirement planning, college savings goals and risk management. Securities offered through Investment Planners, Inc., member FINRA/SIPC. Investment advisory services offered through IPI Wealth Management, Inc.

  • FactSet
    • United States
    • Financial Services
    • 700 & Above Employee
    • Associate Editor
      • Jul 2008 - Jun 2010

      I edited transcripts of corporate earnings calls for public companies around the world. I edited transcripts of corporate earnings calls for public companies around the world.

  • MEDIQUS Asset Advisors, Inc.
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Manager of Investment Research
      • Sep 2001 - Sep 2007

      • Chaired the firm’s Investment Committee • Conducted searches of managers / portfolios for inclusion in client accounts utilizing an extensive multi-factor quantitative and qualitative approach: historical returns, expense ratios, alpha, standard deviation, returns relative to benchmark index and peers, etc. • Responsible for full-process due diligence and monitoring of current investment managers: significant interaction with relationship managers and principals • Asset allocation analysis using Frontier Analytics: large/small cap, intl. equity and debt, real estate and cash asset classes • Prepared customized quarterly and year-end client portfolio performance reports • Provided service to high net worth clients • Utilized Morningstar Principia, Thomson InvestmentView and PortfolioCenter

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Securities Principal
      • 1998 - 2001

      • Reviewed brokerage applications for compliance with NASD and firm standards • Contacted field sales reps to gather and clarify client data for brokerage applications • Approved fee-based separately managed accounts • Reconciled securities transactions in the P & S department • Reviewed brokerage applications for compliance with NASD and firm standards • Contacted field sales reps to gather and clarify client data for brokerage applications • Approved fee-based separately managed accounts • Reconciled securities transactions in the P & S department

Education

  • Queens University of Charlotte
    M.B.A. McColl School of Business, Business
  • Taylor University
    B.A, Business Administration, minor in History
    1983 - 1987
  • Charlotte Christian
    Diploma
    1980 - 1983
  • Westminster Acaemy
    1970 - 1980

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