Dave T.
Associate Advising Representative at Optimize Wealth Management- Claim this Profile
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English -
Topline Score
Bio
Credentials
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Advanced Investment Strategies (AIS)
Canadian Securities Institute -
Canadian Securities Course (CSC)
Canadian Securities Institute (CSI) -
Chartered Investment Manager (CIM)
Canadian Securities Institute -
Conduct and Practices Hanbook Course (CPH)
Canadian Securities Institute (CSI) -
Investment Advisor Training Program (IATP)
IIROC (Investment Industry Regulatory Organization of Canada) -
Portfolio Management Techniques (PMT)
Canadian Securities Institute -
Wealth Management Essentials (WME)
Canadian Securities Institute
Experience
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Optimize Wealth Management
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Canada
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Financial Services
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100 - 200 Employee
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Associate Advising Representative
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Sep 2021 - Present
- Meeting with new and existing clients and conducting suitability analysis on their investment objectives, constraints, liquidity requirements, and other key factors that make up their overall risk profile, in order to recommend investment models and make suitable recommendations that are in the best interest of the client and that are appropriate given their unique situation.- Working closely with Advising Representatives to review investment recommendations, client information, and suitability.- Meeting regularly with clients to review their investments, provide financial planning services, and to discuss any changes since that could affect whether their investment solutions are still suitable, and making adjustments and new recommendations when necessary.- Providing ongoing relationship management and general servicing of existing clients.- Performing various compliance related duties and providing support to the Compliance Department, reporting directly to the Chief Compliance Officer. Show less
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Senior Financial Analyst
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Jun 2021 - Sep 2021
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BMO Nesbitt Burns
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Canada
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Investment Management
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700 & Above Employee
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Associate Investment Advisor
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Nov 2019 - May 2021
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Associate
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May 2018 - Oct 2019
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Education
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Western University
Bachelor of Management and Organizational Studies (BMOS) -
Bracebridge and Muskoka Lakes Secondary School
Community
