Dave Soden
Associate Attorney at Vedder Price- Claim this Profile
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Bio
Credentials
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Series 24, General Securities Principal
Financial Industry Regulatory Authority (FINRA)Sep, 2016- Nov, 2024 -
Series 7, General Securities Representative
Financial Industry Regulatory Authority (FINRA)Jan, 2016- Nov, 2024
Experience
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Vedder Price
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United States
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Law Practice
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500 - 600 Employee
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Associate Attorney
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Jun 2018 - Present
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Wolverine Trading
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United States
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Financial Services
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200 - 300 Employee
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Attorney
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Apr 2015 - Jun 2018
• Attorney and Compliance Officer for multiple broker-dealers specializing in execution brokerage services and market making in options, equities, ETFs, and futures. Held both the Series 7 and Series 24 licenses. • Attorney and Compliance Officer for multiple broker-dealers specializing in execution brokerage services and market making in options, equities, ETFs, and futures. Held both the Series 7 and Series 24 licenses.
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FINRA
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United States
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Financial Services
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700 & Above Employee
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Senior Analyst
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Apr 2013 - 2015
• Specialized in FINRA market reg investigations involving various financial institutions and possible violations of FINRA, NYSE, and federal securities laws. • Specialized in FINRA market reg investigations involving various financial institutions and possible violations of FINRA, NYSE, and federal securities laws.
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McVey & Parsky, LLC
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Chicago, IL
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Attorney
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Aug 2011 - Apr 2013
• Specialized in litigation on behalf of healthcare service providers located throughout Cook County and greater Illinois. • Specialized in litigation on behalf of healthcare service providers located throughout Cook County and greater Illinois.
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Gaines & Puljic, LTD.
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Chicago, IL
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Law Clerk
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Jun 2010 - May 2011
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Judicial Extern
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Jan 2010 - Jun 2010
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Judicial Extern
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May 2009 - Aug 2009
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Education
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Loyola University Chicago School of Law
Doctor of Law (JD) -
Xavier University
Bachelor's degree, Political Science and Government