Dave Soden

Associate Attorney at Vedder Price
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Contact Information
us****@****om
(386) 825-5501
Location
Greater Chicago Area

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Credentials

  • Series 24, General Securities Principal
    Financial Industry Regulatory Authority (FINRA)
    Sep, 2016
    - Nov, 2024
  • Series 7, General Securities Representative
    Financial Industry Regulatory Authority (FINRA)
    Jan, 2016
    - Nov, 2024

Experience

    • United States
    • Law Practice
    • 500 - 600 Employee
    • Associate Attorney
      • Jun 2018 - Present

    • United States
    • Financial Services
    • 200 - 300 Employee
    • Attorney
      • Apr 2015 - Jun 2018

      • Attorney and Compliance Officer for multiple broker-dealers specializing in execution brokerage services and market making in options, equities, ETFs, and futures. Held both the Series 7 and Series 24 licenses. • Attorney and Compliance Officer for multiple broker-dealers specializing in execution brokerage services and market making in options, equities, ETFs, and futures. Held both the Series 7 and Series 24 licenses.

    • United States
    • Financial Services
    • 700 & Above Employee
    • Senior Analyst
      • Apr 2013 - 2015

      • Specialized in FINRA market reg investigations involving various financial institutions and possible violations of FINRA, NYSE, and federal securities laws. • Specialized in FINRA market reg investigations involving various financial institutions and possible violations of FINRA, NYSE, and federal securities laws.

    • Attorney
      • Aug 2011 - Apr 2013

      • Specialized in litigation on behalf of healthcare service providers located throughout Cook County and greater Illinois. • Specialized in litigation on behalf of healthcare service providers located throughout Cook County and greater Illinois.

    • Law Clerk
      • Jun 2010 - May 2011

    • Judicial Extern
      • Jan 2010 - Jun 2010

    • Judicial Extern
      • May 2009 - Aug 2009

Education

  • Loyola University Chicago School of Law
    Doctor of Law (JD)
    2009 - 2011
  • Xavier University
    Bachelor's degree, Political Science and Government
    2002 - 2006

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