Dan Anacleto, CIM
Supervisor, Institutional Trader at Portland Investment Counsel Inc.- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
Chartered Investment Manager (CIM)
Canadian Securities Institute (CSI)May, 2018- Oct, 2024 -
Certificate in Advanced Investment Advice
Canadian Securities Institute (CSI)May, 2017- Oct, 2024 -
Exempt Market Dealing Representative
IFSE InstituteNov, 2014- Oct, 2024 -
Certificate in Fixed Income Trading and Sales
Canadian Securities Institute (CSI)Oct, 2012- Oct, 2024
Experience
-
Portland Investment Counsel Inc.
-
Canada
-
Financial Services
-
1 - 100 Employee
-
Supervisor, Institutional Trader
-
Feb 2006 - Present
•Manage the operations and execution of the trading activity in collaboration with portfolio managers for all Portland funds and managed accounts •Handle the cash projections and work with Portfolio Managers in the management of cash and cash equivalents for the Portland funds and managed accounts •Execute trades both domestic and international across various security types including equities, options, fixed income, foreign exchange derivative products (e.g. currency forwards) and private securities •Ensure that appropriate execution of investment decisions are made, that appropriate technology is employed and appropriate market relationships are maintained to enhance the effectiveness and efficiency of trade execution and operations •Establish seamless line of communication between the trading and the portfolio management team •Assist Portfolio Managers and Associate Portfolio Managers with the development, analysis and maintenance of Investment Policy Statements •Ensure consistency of information contained in Investment Policy Statements with the objectives and risk profile specified in the Client Questionnaire •Monitor managed accounts for adherence to constraints and limitations established in the Investment Policy Statement (IPS), as well as working with the Portfolio Managers to assess appropriateness, suitability and effectiveness of investment strategies implemented in pursuit of the client’s objectives and risk profile •Setup and maintain proprietary Portland models for the discretionary clients (retail and institutional) for review by Portfolio Managers •Generate lists of trades across multiple client accounts using modelling software and make recommendations to Portfolio Managers •Generate periodic metrics, performance, attribution and statistics on models for managed accounts Show less
-
-
-
TD Securities
-
Canada
-
Investment Banking
-
700 & Above Employee
-
Assistant Manager/Senior Analyst, Structured Arbitrage Group
-
Nov 2003 - Feb 2006
Responsible for ensuring that the credit derivatives trading activities were supported from an operational perspective, performed and reviewed daily P&L computations, and provided explanations for significant movements to the Front Office. Responsible for ensuring that the credit derivatives trading activities were supported from an operational perspective, performed and reviewed daily P&L computations, and provided explanations for significant movements to the Front Office.
-
-
-
TD Wealth Management Group
-
Canada
-
Financial Services
-
Financial Analyst, Financial Reporting
-
Nov 2001 - Nov 2003
Prepared year end and interim Financial Statements utilizing period-end valuations and trial balances for various TD Mutual Funds. Reviewed financial information on a regular basis, identified and analyzed any discrepancies to management and the fund accounting team. Prepared year end and interim Financial Statements utilizing period-end valuations and trial balances for various TD Mutual Funds. Reviewed financial information on a regular basis, identified and analyzed any discrepancies to management and the fund accounting team.
-
-
-
TD Waterhouse
-
Investment Banking
-
Resource Officer / Investment Representative
-
Jan 2000 - Nov 2001
Executed and supervised client trading instructions for equity, option, mutual fund, fixed income and foreign exchange transactions while providing exceptionally high customer service in a fast paced environment. Executed and supervised client trading instructions for equity, option, mutual fund, fixed income and foreign exchange transactions while providing exceptionally high customer service in a fast paced environment.
-
-
Education
-
1994 - 1999
University of Windsor
Bachelor of Commerce (B.Com. Honours), Finance in Business Administration
Community
