Daniel Bernstein
Chief Regulatory Counsel at MarketCounsel- Claim this Profile
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Bio
Experience
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MarketCounsel Consulting
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United States
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Investment Management
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1 - 100 Employee
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Chief Regulatory Counsel
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Apr 2003 - Present
MarketCounsel is a business, regulatory, and compliance consulting firm for investment advisory firms nationwide. Daniel is also a Principal of the Hamburger Law Firm. At MarketCounsel, he is responsible for the performance of all professional services undertaken by the firm. At the Hamburger Law Firm, Dan's work concentrates in the areas of the regulation and compliance of investment advisers and broker-dealers as well as the formation and ongoing responsibilities of private investment funds. Daniel is admitted to the bars of New Jersey and New York, as well as the U.S. District Court for the District of New Jersey. He has successfully passed the Series 7 and Series 65 exams and held the New Jersey Property and Casualty and Health Insurance Producer licenses. Show less
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Hamburger Law Firm
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United States
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Law Practice
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1 - 100 Employee
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Principal
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Apr 2003 - Present
Daniel A. Bernstein is a Principal of the Hamburger Law Firm. His current work concentrates in the areas of the regulation and compliance of investment advisers and broker-dealers as well as the formation and ongoing responsibilities of private investment funds. Dan has significant experience in providing a broad range of legal services to individuals and institutions in the securities industry. He is admitted to the bars of New Jersey and New York, as well as the U.S. District Court for the District of New Jersey. He has successfully passed the Series 7 and Series 65) exams, and held New Jersey Property and Casualty and Health Insurance Producer licenses. Show less
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Katten Muchin Rosenman LLP
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Law Practice
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700 & Above Employee
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Associate
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Jul 2002 - Apr 2003
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Lowenstein Sandler LLP
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United States
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Law Practice
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500 - 600 Employee
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Associate
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Sep 2000 - Jul 2002
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Stark & Stark
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United States
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Legal Services
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200 - 300 Employee
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Associate
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Nov 1999 - Sep 2000
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Education
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Rutgers Law School
JD, Law -
University of Connecticut
BS, Finance -
Wayne Valley High School
HS