Experience

Shenwan Hongyuan Securities Co., Ltd.

• Capital Markets
• 200 - 300 Employee

• Deputy Head Of Risk Management Department

  • Jun 2020 - Present



GF Holdings (Hong Kong) Corporation Limited

• Financial Services
• 1 - 100 Employee

• Executive Director

  • Apr 2018 - Jun 2020

• Director

  • Mar 2017 - Apr 2018

  head of operational risk management



Deloitte Enterprise Consulting (Shanghai) Co., Ltd. Shenzhen Branch

• Associate Director

  • Nov 2011 - Jun 2020

  Take the lead in pursuing business opportunities and the new solution development, including potential client identification, proposal preparation and sales presentation；Take the lead of project management in project delivering, problem solving and monitoring the performance of component projects to exceeding client's expectations and achieve differentiated client results；Maintain continuous alignment of program scope with strategic business objectives, and make recommendations to modify the program to enhance effectiveness toward the business result or strategic intent；Coach and mentor a professional team and build up the market eminence.



Deloitte

• Business Consulting and Services
• 700 & Above Employee

• Project Manager

  • Oct 2008 - Oct 2011

  As a project Manager manage a team to deliver a customized solution for the client; Participated substantively in preparing the proposals and closing the sale; Responsible for managing junior consultants, the responsibilities include technical training, mentoring and resource management. As a project Manager manage a team to deliver a customized solution for the client; Participated substantively in preparing the proposals and closing the sale; Responsible for managing junior consultants, the responsibilities include technical training, mentoring and resource management.



Taishin Financial Holding Company, risk management division, Taiwan

• Assistant Manager

  • May 2005 - Sep 2008

  Perform operational risk programs company wide, including securities and bills subsidiaries.1.Established the risk-based performance measurement by linking operational losses with bonus system.2.Design and conduct the Scenario Analysis as the supplement for the tale events for OpVar development.3.Expanded operational risk framework to other group entities including Taishin Bills Finance Corporation and Taiwan Securities Co., Ltd.4.Develop initiatives to complement and facilitate implementation of corporate guidelines on specific subject areas including Business Continuity Management, Anti-Money Laundering/Compliance and Sourcing/Outsourcing 5.Official approval by Banking Bureau to adopt the Standardized Approach (TSA) for operational risk capital charge.6.Member of the Studying and Working Committee of the Bankers Association, which leads the ORM supervisory review process on behalf of the Banking Bureau, Financial Supervisory Commission.



Taishin Bank, processing and servicing division, Taiwan

• Assistant Manager

  • May 2003 - Apr 2005

  Basel II Operational Risk project management, risk & process reengineering, quality assuring1.Design and rollout of Risk Control Self-Assessments (RCSA), Key Risk Indicators (KRIs) and Loss Event Databases (LED).2.Developed a timely base loss data reporting & monitoring system.3.Design and develop bank wise Business Continuity Plan (BCP)4.Raise operational risk awareness among units and transfer/share skill-sets on operations risk management by conducting hundreds of workshops, newsletters, and e-learning programs.5.Process improvement and re-engineering including ISO, 6-sigma and lean banking project.



Taishin Bank, credit card division, Taiwan

• Section Chief

  • May 2002 - Apr 2003

  Head-office customer complain & CSR front line management 1.Resolving escalated issues in a timely manner.2.Recommends improvements for internal policies, procedures and communicates pertinent information to appropriate parties to resolve issues. 3.Coordinates the assessment of customer satisfaction with products/services. Head-office customer complain & CSR front line management 1.Resolving escalated issues in a timely manner.2.Recommends improvements for internal policies, procedures and communicates pertinent information to appropriate parties to resolve issues. 3.Coordinates the assessment of customer satisfaction with products/services.



Tamkang University, department of Industrial Economics, Taiwan

• Research Assistant

  • Jun 1999 - Jul 2000

  Research Assistant Research Assistant