Naina Gupta
Legal Counsel and Company Secretary at Vinculum Group- Claim this Profile
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Bio
Experience
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Vinculum Group
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India
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Technology, Information and Internet
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400 - 500 Employee
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Legal Counsel and Company Secretary
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Dec 2021 - Present
Noida, Uttar Pradesh, India • Conducting FEMA Compliances like filing of FCGPR, FCTRS, DI, ODI Form, Annual Performance Reports, FLA Return with Reserve Bank of India/AD Bank. • Allotment of CCP’s through right issue. • Vetting of the legal agreements and drafting of reverts on legal notices received by the Company.
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Company Secretary (Associate)
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Apr 2021 - Oct 2021
Gurugram, Haryana, India Provided assistance in company’s IPO process, DRHP filing (Aug’21), following up for principal approval from BSE and NSE and replying to queries based by SEBI post DRHP Ensured corporate law compliances and corporate governance; reporting to Group General Counsel and CS Assisted in due diligence of acquisition transactions including Confirm Ticket Online Solution Private Limited, drafting policies for a listed company & filing documents to convert company from Public Limited to… Show more Provided assistance in company’s IPO process, DRHP filing (Aug’21), following up for principal approval from BSE and NSE and replying to queries based by SEBI post DRHP Ensured corporate law compliances and corporate governance; reporting to Group General Counsel and CS Assisted in due diligence of acquisition transactions including Confirm Ticket Online Solution Private Limited, drafting policies for a listed company & filing documents to convert company from Public Limited to Pvt. Ltd. Assigned equity shares, CCP’s, CCDs and NCDs through right issue and private process as well as administering bonus allotment Formulated e-from for various compliances including allotment of securities, charge creation/modification, director’s annual disclosures-MBP1 and DIR 8 and annual filings (Including XBRL) Obtained ISIN for securities from NSDL after coordinating with RTA as well as demat of securities of group companies in NSDL Executed form corporate action and maintaining statutory records Show less
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Associate Company Secretary
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Aug 2016 - Jul 2019
Gurugram, Haryana, India Allotted CCPSs, CCDs through right issue process and private placement process Assisted in company’s IPO Process and due diligence of several acquisition transaction including Ostro Acquisition Steered demat of securities of group companies in NSDL, security pledge in the favor of lender/security trustee as well as quarterly compliances of listed NCDs at NSE Obtained ISIN for securities from NSDL after coordination with RTA and dematerialization of security … Show more Allotted CCPSs, CCDs through right issue process and private placement process Assisted in company’s IPO Process and due diligence of several acquisition transaction including Ostro Acquisition Steered demat of securities of group companies in NSDL, security pledge in the favor of lender/security trustee as well as quarterly compliances of listed NCDs at NSE Obtained ISIN for securities from NSDL after coordination with RTA and dematerialization of security Incorporation of Companies including drafting of Charter documents and requisite E-forms Converted Company from Private Limited to Public Ltd. and Public to Private Ltd. Coordinated with Tier-1 domestic law firms like SAM and CAM for Due-Diligence for various transactions including IPO, Acquisitions, Project Finance and Equity Transaction Show less
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Education
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O.P. Jindal Global University (JGU)
Master of Laws - LLM, Corporate and Finance Laws -
Invertis University
Master of Laws - LLM, Constitutional and Administrative Laws -
The Institute of Company Secretaries of India
Company Secretary, Corporate Laws -
Rohailkhand university
Bachelor of Laws - LLB, Law Graduate -
Mahatma Jyotiba Phule (MJP) Rohilkhand University
Bachelor of Commerce - BCom, Business/Commerce, General