Naina Gupta

Legal Counsel and Company Secretary at Vinculum Group
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Contact Information
us****@****om
(386) 825-5501
Location
Gurugram, IN

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Experience

    • India
    • Technology, Information and Internet
    • 400 - 500 Employee
    • Legal Counsel and Company Secretary
      • Dec 2021 - Present

      Noida, Uttar Pradesh, India • Conducting FEMA Compliances like filing of FCGPR, FCTRS, DI, ODI Form, Annual Performance Reports, FLA Return with Reserve Bank of India/AD Bank. • Allotment of CCP’s through right issue. • Vetting of the legal agreements and drafting of reverts on legal notices received by the Company.

    • Company Secretary (Associate)
      • Apr 2021 - Oct 2021

      Gurugram, Haryana, India  Provided assistance in company’s IPO process, DRHP filing (Aug’21), following up for principal approval from BSE and NSE and replying to queries based by SEBI post DRHP  Ensured corporate law compliances and corporate governance; reporting to Group General Counsel and CS  Assisted in due diligence of acquisition transactions including Confirm Ticket Online Solution Private Limited, drafting policies for a listed company & filing documents to convert company from Public Limited to… Show more  Provided assistance in company’s IPO process, DRHP filing (Aug’21), following up for principal approval from BSE and NSE and replying to queries based by SEBI post DRHP  Ensured corporate law compliances and corporate governance; reporting to Group General Counsel and CS  Assisted in due diligence of acquisition transactions including Confirm Ticket Online Solution Private Limited, drafting policies for a listed company & filing documents to convert company from Public Limited to Pvt. Ltd.  Assigned equity shares, CCP’s, CCDs and NCDs through right issue and private process as well as administering bonus allotment  Formulated e-from for various compliances including allotment of securities, charge creation/modification, director’s annual disclosures-MBP1 and DIR 8 and annual filings (Including XBRL)  Obtained ISIN for securities from NSDL after coordinating with RTA as well as demat of securities of group companies in NSDL  Executed form corporate action and maintaining statutory records Show less

    • Associate Company Secretary
      • Aug 2016 - Jul 2019

      Gurugram, Haryana, India  Allotted CCPSs, CCDs through right issue process and private placement process  Assisted in company’s IPO Process and due diligence of several acquisition transaction including Ostro Acquisition  Steered demat of securities of group companies in NSDL, security pledge in the favor of lender/security trustee as well as quarterly compliances of listed NCDs at NSE  Obtained ISIN for securities from NSDL after coordination with RTA and dematerialization of security … Show more  Allotted CCPSs, CCDs through right issue process and private placement process  Assisted in company’s IPO Process and due diligence of several acquisition transaction including Ostro Acquisition  Steered demat of securities of group companies in NSDL, security pledge in the favor of lender/security trustee as well as quarterly compliances of listed NCDs at NSE  Obtained ISIN for securities from NSDL after coordination with RTA and dematerialization of security  Incorporation of Companies including drafting of Charter documents and requisite E-forms  Converted Company from Private Limited to Public Ltd. and Public to Private Ltd.  Coordinated with Tier-1 domestic law firms like SAM and CAM for Due-Diligence for various transactions including IPO, Acquisitions, Project Finance and Equity Transaction Show less

Education

  • O.P. Jindal Global University (JGU)
    Master of Laws - LLM, Corporate and Finance Laws
    2021 - 2022
  • Invertis University
    Master of Laws - LLM, Constitutional and Administrative Laws
    2020 - 2021
  • The Institute of Company Secretaries of India
    Company Secretary, Corporate Laws
    2016 - 2020
  • Rohailkhand university
    Bachelor of Laws - LLB, Law Graduate
    2014 - 2016
  • Mahatma Jyotiba Phule (MJP) Rohilkhand University
    Bachelor of Commerce - BCom, Business/Commerce, General
    2011 - 2013

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