Finance Director

• Sep 2015 - Present

VP - Audit Group Manager

• Mar 2012 - Aug 2014

Internal audit manager for the Governance, Risk, Compliance, HR and BSA/AML internal audit team. Internal audit manager for the Governance, Risk, Compliance, HR and BSA/AML internal audit team.

VP-Compliance Officer

• Nov 2011 - Feb 2012

Mortgage Banking Originations Control Office - Retail Financial Services Mortgage Banking Originations Control Office - Retail Financial Services

Audit Process Manager

• 2001 - 2009

- Analyzed large complex business units and holding company subsidiaries to develop risk-based audit programs that effectively identified control weaknesses and risk mitigation opportunities.- Directed multiple audit teams each comprised of up to eight audit professionals.- Managed project resources to ensure the audit plans were timely and effectively accomplished.- Reviewed staff work product for completion, relevance and adherence to professional standards. - Coordinated team member assignments with external audit team to ensure the effective deployment of limited audit resources for maximum benefit.- Provided written performance evaluations to staff after each project as well as annually. - Identified opportunities for project staff to demonstrate skill sets and gain knowledge necessary for advancement. - Mentored new hires and junior staff members by providing regular verbal and written feedback.- Recommended educational opportunities for team members and coordinated internal training events.- Communicated regularly with clients regarding audit issues and concerns, business developments and changes to assess the impact to audit plans and scope. - Prepared comprehensive audit plans for Audit Committee approval.- Recommended audit plan revisions to ensure emerging issues were adequately addressed.- Communicated audit findings to various levels of management including comprehensive presentations to senior management. - Prepared summary audit reports for executive management as well as detailed written reports for line management consistent with professional standards. Show less

Senior Auditor

• 1994 - 2001

Proposed, developed and executed a comprehensive audit plan for banking offices and automobile inventory financing operations over a multi-state area resulting in more efficient and effective auditing of banking office operations. Proactively participated as an internal consultant during the design and development phases of a centralized call center development project to ensure adequate internal controls were designed into the new system prior to implementation.

Auditor

• 1988 - 1994

Obtained fundamental professional auditing skills and techniques such as statistical sampling, flowcharting, testing and documentation standards and interviewing techniques. Researched emerging regulatory guidance such as new regulatory guidelines and recommended specific audit coverage to evaluate management’s compliance efforts. Developed project management and supervision skills by leading moderately complex department and branch audit projects through a team of two to three professionals for each project. Show less