Experience

Medicare Rights Center

• Non-profit Organization Management
• 1 - 100 Employee

• Volunteer Counselor

  • Jun 2018 - Present

  New York City Metropolitan Area The Medicare Rights Center is a national, nonprofit consumer service organization that works to ensure access to affordable healthcare for older adults and people with disabilities through counseling and advocacy, educational programs, and public policy initiatives. As a Volunteer Counselor I help people with Medicare understand their rights and benefits, navigate the Medicare system, and secure the quality health care they deserve. The Medicare Rights Center is the largest and most… Show more The Medicare Rights Center is a national, nonprofit consumer service organization that works to ensure access to affordable healthcare for older adults and people with disabilities through counseling and advocacy, educational programs, and public policy initiatives. As a Volunteer Counselor I help people with Medicare understand their rights and benefits, navigate the Medicare system, and secure the quality health care they deserve. The Medicare Rights Center is the largest and most reliable independent source of Medicare information and assistance in the United States. For more information you can contact the National Helpline: (800) 333-4114 Show less



Claire P. McGrath, PLLC

• Principal

  • Jan 2017 - Present

  Greater New York City Area Legal consultant with extensive experience in regulatory and compliance issues faced by equities and derivatives markets, alternative trading systems and related businesses.



ISE Holdings

• Financial Services
• 100 - 200 Employee

• Compliance Officer

  • Oct 2013 - Dec 2016

  60 Broad Street, New York, NY 10004 Responsible for developing and implementing the compliance programs for all three ISE option markets--ISE, ISE Gemini and ISE Mercury.



Claire P. McGrath, PLLC

• Principal

  • Jan 2009 - Sep 2013

  Greater New York City Area Legal consultant specializing in options market development and regulatory affairs.



Miami International Securties Exchange, LLC

• SVP Business Regulatory Affairs

  • Feb 2011 - Feb 2012

  7 Roszel Road, Princeton, NJ Obtained national securities exchange registration and developed regulatory program.



American Stock Exchange

• Financial Services
• 1 - 100 Employee

• SVP and General Counsel

  • Jul 2005 - Nov 2009

  Greater New York City Area Managed Legal Department and supervised Office of the Corporate Secretary. Served as the Exchange's liaison with the Securities and Exchange Commission as well as other government agencies. Supervised provision of regulatory services for the Exchange in its role as a self-regulatory organizations. Provided legal counsel on SEC rules and regulations, securities industries issues and Exchange rules and policies.

• SVP and Deputy General Counsel

  • Jun 2001 - Jul 2005

  Greater New York City Area Served as the Exchange’s liaison with the Securities and Exchange Commission as well as other government agencies. Developed and obtained regulatory approval of options order handling and execution rules for new trading floor systems that provided for greater automation of these processes, allowing the Exchange to remain competitive in the industry.

• VP and Special Counsel, Derivative Securities Division

  • Aug 1993 - Jun 2001

  Greater New York City Area Acted as legal and regulatory counsel to Derivatives Securities Division business units, including Options, New Product Development, the ETF Marketplace and Capital Market Securities. Supervised the Division's research and administrative staff.

• Senior Counsel, Legal and Regulatory Policy Division

  • Sep 1988 - Aug 1993

  Greater New York City Area Provided legal and regulatory counsel to the Exchange regarding trading of equity products, future contracts and acted as liaison with the Commodities Futures Trading Commission.

• Attorney, Options Division

  • Jan 1987 - Sep 1988

  Greater New York City Area Provided legal and regulatory counsel to the Exchange, its membership and staff on all aspects of the listing and trading of standardized options.



Federal Deposit Insurance Corporation (FDIC)

• United States
• Banking
• 700 & Above Employee

• Law Clerk

  • Nov 1985 - Jan 1987

  Greater New York City Area Researched and wrote legal memoranda on banking, financial and litigation issues. Assisted attorneys counseling FDIC personnel on legal issues involving bank liquidations.



Healy and Baillie

• Law Clerk

  • Mar 1980 - Jun 1985

  Greater New York City Area Conducted legal research and provided litigation support.