Christopher Nelson
Senior Compliance Officer at Mount Yale Capital Group- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
US
Skills
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Experience
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Mount Yale Capital Group
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United States
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Financial Services
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1 - 100 Employee
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Senior Compliance Officer
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Mar 2021 - Present
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TruChoice Financial (formerly American Financial Marketing)
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St. Louis Park, MN
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Compliance Officer
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Nov 2010 - Feb 2021
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RBC Global Asset Management (U.S.) Inc.
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Investment Management
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1 - 100 Employee
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Chief Compliance Officer
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Jan 2009 - Oct 2010
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FSI Group, LLC
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Cincinnati, Ohio Area
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Chief Compliance Officer
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Jun 2006 - Jan 2009
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Fifth Third Asset Management, Inc.
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Cincinnati, Ohio Area
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Compliance Officer
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Apr 2004 - Jun 2006
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Nationwide
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Insurance
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700 & Above Employee
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Compliance Officer
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Sep 1992 - Apr 2004
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Education
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1993 - 1997
Capital University Law School
Juris Doctor, Law -
1987 - 1991
The Ohio State University
Bachelor of Arts, Political Science
Community
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