Christopher Morie
Director, NYSE Floor Operations at TIGRESS FINANCIAL PARTNERS- Claim this Profile
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Bio
Experience
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TIGRESS FINANCIAL PARTNERS
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United States
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Financial Services
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1 - 100 Employee
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Director, NYSE Floor Operations
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Jul 2021 - Present
Responsible for all daily compliance checks and creation and monitoring of credit limits. Maintain detailed records for FINRA reviews. Execute large volume of equity trades on the floor of the NYSE. Responsible for the opening and monitoring of all customer accounts as well as nurturing client relationships based on needs and goals of clients. Responsible for all daily compliance checks and creation and monitoring of credit limits. Maintain detailed records for FINRA reviews. Execute large volume of equity trades on the floor of the NYSE. Responsible for the opening and monitoring of all customer accounts as well as nurturing client relationships based on needs and goals of clients.
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BCS Global Markets
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United Kingdom
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Financial Services
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100 - 200 Employee
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Director, NYSE Floor Operations
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Feb 2018 - Jun 2021
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CV Brokerage, Inc.
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New York
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Sr Vice President
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Apr 2017 - Oct 2017
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Jefferies
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United States
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Investment Banking
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700 & Above Employee
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Vice President Trading NYSE
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Apr 1998 - Jan 2017
Plan and implement trade execution strategies to optimize profitability. Analyze market movements and conditions to attain best possible price while minimizing risk. Plan and implement trade execution strategies to optimize profitability. Analyze market movements and conditions to attain best possible price while minimizing risk.
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MVI Equities
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New York
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Floor Clerk/Trader
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Jun 1990 - Apr 1998
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Education
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Siena College
Bachelor of Science (B.S.), Marketing/Management with a Concentration in Finance