Experience

Golden Valley Bank

• United States
• Banking
• 1 - 100 Employee

• VP Compliance / BSA Officer

  • Jan 2021 - Present

  Chico, California, United States • Develops and maintains Compliance Program (CMS) • Responsible BSA/AML Program • Develop, review and update Bank policies and procedures. • Responsible for BSA-AML software administration, alert reviews and case management • Responsible for CDD and Enhanced Due Diligence (EDD) reviews • Responsible for 314(a) processing and 314(b) communications • Perform Compliance Monitoring for bank wide business units • Departmental control review • Ensure regulatory and legal… Show more • Develops and maintains Compliance Program (CMS) • Responsible BSA/AML Program • Develop, review and update Bank policies and procedures. • Responsible for BSA-AML software administration, alert reviews and case management • Responsible for CDD and Enhanced Due Diligence (EDD) reviews • Responsible for 314(a) processing and 314(b) communications • Perform Compliance Monitoring for bank wide business units • Departmental control review • Ensure regulatory and legal requirements are being complied with • Recommend departmental improvements • Work with departments to develop a first line of defense • Assist in the creation of the bank’s three lines of defense • Responsible for coordinating examinations and acts as primary contact. • Responsible for conducting and coordinate all internal and external Audits • Presents reports to the Board of Directors, Executive Management and Committees • Develop Risk Assessments • Responsible for Complaint Management System • Responsible for Compliance Training Program • Review and approve disclosures/notices for compliance purposes • Ensure the bank maintains a sound Fair Lending Program • Review and approve Marketing materials Show less



Tri Counties Bank

• United States
• Banking
• 700 & Above Employee

• Compliance Monitoring Specialist III

  • 2016 - Dec 2020

  • Perform Compliance Monitoring for bank wide business units • Departmental control review • Ensure regulatory and legal requirements are being complied with • Recommend departmental improvements • Work with departments to develop a first line of defense • Assist in the creation of the bank’s three lines of defense • Provide assistance to regulators during bank examinations • Develop Risk Assessments • Analyze complaint trends • Review policy and procedures for… Show more • Perform Compliance Monitoring for bank wide business units • Departmental control review • Ensure regulatory and legal requirements are being complied with • Recommend departmental improvements • Work with departments to develop a first line of defense • Assist in the creation of the bank’s three lines of defense • Provide assistance to regulators during bank examinations • Develop Risk Assessments • Analyze complaint trends • Review policy and procedures for compliance • Review and approve document disclosures for compliance purposes • Ensure the bank maintains a sound Fair Lending Program

• CRA/HMDA Data Integrity

  • 2015 - 2016

  Chico, California, United States • Review CRA/HMDA data for applicability and accuracy • Maintain and prepare CRA LR and HMDA LAR for submission • Assisted with submission CRA/HMDA data submission • Ensured regulatory and reporting requirements are being met • Reported CRA/HMDA findings • Developed an error tracking system for business unit and management • Educated departments on CRA/HMDA data process and data needed

• Legal Secretary

  • 2011 - 2015

  Chico, California, United States • Provide support to in-house counsel • Prepare court filing documents • Monitor and document bankruptcy filings • Prepare bankruptcy court documents • Review loans in bankruptcy and prepare evaluations • Provide research and assist business units as needed

• Special Assets, Auto In-Direct Collector

  • Jan 2005 - 2011

  Chico, California, United States • Preformed collections on the Auto-Indirect portfolio • Create workout arrangements • Arrange asset recovery when needed (repossessions) • Work with auctions to sell recovered assets • Prepare and perform loan quality grading • Prepare and perform charge offs