Registered Sales Assistant & Client Relationship Manager

• May 2020 - Present

Securities offered through LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to the ‘Contact Info’ section above. Investment advice offered through Bleakley Financial Group, LLC, a registered investment adviser and separate entity from LPL Financial. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Third-party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. Show less

Director Of Financial Planning

• Feb 2019 - Jan 2020

Senior Research & Investment Analyst

• Jan 2005 - Jan 2019

• Responsible for reviewing on average 50 client investment portfolios on a monthly basis, formulating a comprehensive analysis and proposal to re-balance based on investment goals, suitability & risk tolerance.• Analyzed and interpreted data from financial statements to develop customized investment proposals for high net worth prospective clients.• Performed quantitative and qualitative analysis on mutual funds for inclusion to advisory models, based on track record, style consistency, management tenure, expense ratio & performance consistency.• Audited accounts to maintain compliance with company and SEC standards.• Regularly create thorough client retirement projection reports via eMoney software.• Formulated client specific strategies for tax avoidance and tax loss harvesting.• Communicated with mutual fund wholesalers as to fund specifics and financial market outlooks.• Performed due diligence in selecting the appropriate custodian to meet client’s needs & expectations with LPL, Pershing, or Schwab. Show less

Investment Analyst

• Mar 2003 - Jan 2005

• Prepare customized client investment reviews for advisor appointments.• Provided buy and sell recommendations to maintain proper allocation and diversification for individual clients.• Prepare and deliver customized 529 savings plans in conjunction with in-depth college projections via eMoney software.• Generated quotations pertaining to life insurance and disability income insurance.

Financial Advisor

• Nov 2001 - Mar 2003

• Accumulated assets under management while broadening and strengthening client relationships. • Developed written tailor made financial plans. • Accumulated assets under management while broadening and strengthening client relationships. • Developed written tailor made financial plans.