Chris Tracey
Director Of Compliance at Venture Visionary Partners- Claim this Profile
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Bio
Patricia Schwarz
Chris has a knack for identifying key issues and not getting sidetracked by less important matters. He displays the utmost attention to detail and always ensures that he understands all potential impacts before deciding the best course of action. In the 8 years we worked together, he showed great analytical skills and he was never afraid to take on a complex or challenging task. It was clear that he wanted to gain as much substantive knowledge in the field so that he could continue to improve within his role. Chris was one of the most dedicated employees I have ever had the pleasure to work with. He showed selflessness, teamwork, and dedication, and always represented his company with integrity and professionalism. Chris is a true class act and I am confident that whatever role he is seeking he would be a valued addition to their team.
Paul Yuccas
I had the pleasure of working with Chris as a former compliance client. Chris was always a great communicator, strong negotiator, and very professional in the way he managed his compliance programs. His strong ethics and innovative mindset allowed the company to move the business forward safely while putting their client’s interest first. His deep experience makes him a valuable asset to any firm.
Patricia Schwarz
Chris has a knack for identifying key issues and not getting sidetracked by less important matters. He displays the utmost attention to detail and always ensures that he understands all potential impacts before deciding the best course of action. In the 8 years we worked together, he showed great analytical skills and he was never afraid to take on a complex or challenging task. It was clear that he wanted to gain as much substantive knowledge in the field so that he could continue to improve within his role. Chris was one of the most dedicated employees I have ever had the pleasure to work with. He showed selflessness, teamwork, and dedication, and always represented his company with integrity and professionalism. Chris is a true class act and I am confident that whatever role he is seeking he would be a valued addition to their team.
Paul Yuccas
I had the pleasure of working with Chris as a former compliance client. Chris was always a great communicator, strong negotiator, and very professional in the way he managed his compliance programs. His strong ethics and innovative mindset allowed the company to move the business forward safely while putting their client’s interest first. His deep experience makes him a valuable asset to any firm.
Patricia Schwarz
Chris has a knack for identifying key issues and not getting sidetracked by less important matters. He displays the utmost attention to detail and always ensures that he understands all potential impacts before deciding the best course of action. In the 8 years we worked together, he showed great analytical skills and he was never afraid to take on a complex or challenging task. It was clear that he wanted to gain as much substantive knowledge in the field so that he could continue to improve within his role. Chris was one of the most dedicated employees I have ever had the pleasure to work with. He showed selflessness, teamwork, and dedication, and always represented his company with integrity and professionalism. Chris is a true class act and I am confident that whatever role he is seeking he would be a valued addition to their team.
Paul Yuccas
I had the pleasure of working with Chris as a former compliance client. Chris was always a great communicator, strong negotiator, and very professional in the way he managed his compliance programs. His strong ethics and innovative mindset allowed the company to move the business forward safely while putting their client’s interest first. His deep experience makes him a valuable asset to any firm.
Patricia Schwarz
Chris has a knack for identifying key issues and not getting sidetracked by less important matters. He displays the utmost attention to detail and always ensures that he understands all potential impacts before deciding the best course of action. In the 8 years we worked together, he showed great analytical skills and he was never afraid to take on a complex or challenging task. It was clear that he wanted to gain as much substantive knowledge in the field so that he could continue to improve within his role. Chris was one of the most dedicated employees I have ever had the pleasure to work with. He showed selflessness, teamwork, and dedication, and always represented his company with integrity and professionalism. Chris is a true class act and I am confident that whatever role he is seeking he would be a valued addition to their team.
Paul Yuccas
I had the pleasure of working with Chris as a former compliance client. Chris was always a great communicator, strong negotiator, and very professional in the way he managed his compliance programs. His strong ethics and innovative mindset allowed the company to move the business forward safely while putting their client’s interest first. His deep experience makes him a valuable asset to any firm.
Experience
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Venture Visionary Partners
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United States
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Financial Services
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1 - 100 Employee
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Director Of Compliance
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Dec 2021 - Present
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ProMedica
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United States
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Hospitals and Health Care
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700 & Above Employee
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Executive Director, ProMedica Foundations
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Aug 2020 - Oct 2021
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TFO Wealth Partners
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United States
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Financial Services
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1 - 100 Employee
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Director, Business Operations and Compliance
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Jan 2020 - Jun 2020
Supported firm operations, compliance, and strategy to grow an $800m investment advisory firm to over $2.5B assets under management. Oversaw 50+ Supervised Persons and help business development including adding six branch offices nationwide. As a compliance expert, facilitated a strong culture of compliance making compliance a source of strength and opportunity versus a cost. Successfully launched several new service offerings, digital learning platforms, and engage clients to connect wealth and purpose. These efforts led the firm to be recognized as a major player in the wealth management space while bringing value to over 1400 clients. TDC Investment Advisory (TDC) is a wealth management firm specializing in services for high net worth individuals, families, and closely held businesses. TDC is located in Maumee, Ohio, with branch offices in Houston (TX), St. Louis (MO), and Winchester (VA).That is simply the “what” TDC does. The “why”, is much simpler – to help families be families. Stronger, closer, and wiser. Strive to help high net worth families and businesses interested in:• Creating a plan to align their substantial wealth with their purpose• Collaborating with their next generations to understand and sustain their family/ business values• Maintaining a long-term relationship to help navigate through their personal and collective journeys• Allowing their wealth to make their family/business stronger, closer and wiser. Show less
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Chief Compliance Officer
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Aug 2016 - Jan 2020
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Compliance Manager
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Nov 2009 - Jul 2016
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TFO Family Office Partners
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United States
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Financial Services
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1 - 100 Employee
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Compliance Consultant
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Nov 2011 - Jun 2020
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Welltower™ Inc. (NYSE:WELL)
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United States
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Real Estate
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300 - 400 Employee
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Reporting Analyst
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May 2007 - Jun 2009
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Lippert
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United States
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Automotive
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700 & Above Employee
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Plant Manager
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Aug 2005 - Apr 2007
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Education
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2001 - 2005
Miami University
B.S.B.A., Finance -
2003 - 2003
Miami University Dolibois European Center
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