Christian Taylor, CRCP

VP, Firm Supervision at NEXT Financial Group, Inc.
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Contact Information
us****@****om
(386) 825-5501
Location
Houston, Texas, United States, US
Skills

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Bio

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Credentials

  • Certified Regulatory and Compliance Professional
    The Wharton School
    Jul, 2015
    - Nov, 2024
  • Series 24
    FINRA
  • Series 7
    FINRA
  • Series 9/10
    FINRA

Experience

  • NEXT Financial Group
    • United States
    • Financial Services
    • 100 - 200 Employee
    • VP, Firm Supervision
      • Jan 2019 - Present

      Head of Home Office Supervision group.

    • AVP, Anti-Money Laundering Compliance Officer - AMLCO
      • Nov 2015 - Apr 2019

      Head of AML (AMLCO)

    • Home Office Supervision Department - Supervising Principal
      • Jan 2012 - Dec 2015

    • Trading Department - Trader
      • Mar 2011 - Dec 2011

  • The GMS Group
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Financial Advisor / Fixed Income Broker
      • 2009 - 2010

  • Texlark Securities
    • Securities Broker
      • 2009 - 2010

  • Waddell & Reed
    • United States
    • Financial Services
    • 700 & Above Employee
    • Financial Advisor
      • 2007 - 2008

  • Self Directed
    • Equities Trader
      • 2005 - 2007

Education

  • University of Pennsylvania - The Wharton School
    Certified Regulatory and Compliance Professional (CRCP)
    2015 - 2015
  • Rice University
    Charted Financial Analyst (CFA) Program

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