Chris Simmers

Compliance Director at Endeavor Retirement
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Contact Information
us****@****om
(386) 825-5501
Location
Torrance, US
Skills

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Bio

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Experience

  • Endeavor Retirement
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Director
      • Aug 2022 - Present

      Los Angeles, California, United States

  • Vanderbilt Financial Group
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Senior Compliance Consultant
      • Dec 2020 - Feb 2022

  • International Assets Advisory
    • Financial Services
    • 1 - 100 Employee
    • Compliance Consultant
      • Jun 2018 - Feb 2019

  • Calton & Associates, Inc.
    • United States
    • Financial Services
    • 1 - 100 Employee
    • SVP, Chief Compliance Officer
      • Jan 2016 - Feb 2017

      Tampa/St. Petersburg, Florida Area

    • Compliance Officer & AMLCO
      • May 2014 - Dec 2015

      Tampa/St. Petersburg, Florida Area

  • FINRA
    • United States
    • Financial Services
    • 700 & Above Employee
    • Associate Principal Examiner
      • Dec 2007 - May 2014

      San Francisco, CA

  • NN Investment Partners
    • Netherlands
    • Financial Services
    • 700 & Above Employee
    • Intern
      • Sep 2006 - Jan 2007

Education

  • University of California, Santa Cruz
    BA
    2002 - 2006

Community

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