Experience

UIA (Insurance) Ltd

• United Kingdom
• Insurance
• 1 - 100 Employee

• Operational Risk & Compliance Analyst

  • Sep 2018 - Present

  Working as part of a small team in a 2nd line of defence capacity for a General Insurance firm authorised by the FCA and regulated by the FCA & PRA (Solvency II). My primary responsibilities include oversight of; Operational Risk, Internal Audit, Outsourcing, Financial Promotions, Conflicts of Interest, Gifts, Hospitality & Entertainment, Anti-Bribery & Corruption, Anti-Money Laundering, Regulatory Developments, Sanctions, Regulatory Training, GDPR/Data Protection, Operational Resilience, Business Continuity, Disaster Recovery, Sales Process, Complaints, Claims, Pricing, Renewals and Vulnerable Customers. I also carry out Compliance Monitoring exercises as directed by the Board or as the business demands. Show less